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AFS: CREDIT SUISSE EQUITIES (AUSTRALIA) LIMITED Information

This is the detailed information about CREDIT SUISSE EQUITIES (AUSTRALIA) LIMITED, it is the Australian Financial Services licensee(abbreviation: AFS ), its unique identifying number allocated to the AFS licensee is 237237, the start date of the AFS licensee is 2004-03-01 (YYYY-MM-DD), the current principal business address of the AFS licensee is SYDNEY, NSW, Australia, the name of the register the record belongs to AFS Licence. This data update on: 2020-10-19 15:01:26.

AFS licensee Number: 237237
Start Date of The AFS Licensee: 2004-03-01
The Country of The Current Principal Business Address: Australia
AFS Licensee State: NSW
AFS Licensee Postcode: 2000
AFS Licensee Town: SYDNEY
AFS licensee's ABN or ACN: 35068232708
AFS Lic Pre FSR: SecDlr 089436
AFS Licensee Latitude: -33.907256
AFS Licensee Longitude: 151.034287
The Licensee is Authorised to Provide under their licence: This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~derivatives;~foreign exchange contracts;~debentures, stocks or bonds issued or proposed to be issued by a government;~interests in managed investment schemes excluding investor directed portfolio services;~securities; and~financial products limited to miscellaneous financial investment products limited to managed investment warrants:~to which the definition of derivative in sub section 761D(1) applies that is a financial product of the kind referred to in subparagraph 764A(1)(b)(ii) or 764A(1)(ba)(ii); and~that is transferable; and~that is a warrant as defined in the Operating Rules of a financial market that is operated by an Australian market licensee and has been admitted to trading status or quotation on a financial market in accordance with the Operating Rules of the financial market;~deal in a financial product by:~issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:~derivatives;~foreign exchange contracts;~debentures, stocks or bonds issued or proposed to be issued by a government;~interests in managed investment schemes excluding investor directed portfolio services;~securities; and~financial products limited to miscellaneous financial investment products limited to managed investment warrants:~to which the definition of derivative in sub section 761D(1) applies that is a financial product of the kind referred to in subparagraph 764A(1)(b)(ii) or 764A(1)(ba)(ii); and~that is transferable; and~that is a warrant as defined in the Operating Rules of a financial market that is operated by an Australian market licensee and has been admitted to trading status or quotation on a financial market in accordance with the Operating Rules of the financial market;~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~derivatives;~foreign exchange contracts;~debentures, stocks or bonds issued or proposed to be issued by a government;~interests in managed investment schemes excluding investor directed portfolio services;~securities; and~financial products limited to miscellaneous financial investment products limited to managed investment warrants:~to which the definition of derivative in sub section 761D(1) applies that is a financial product of the kind referred to in subparagraph 764A(1)(b)(ii) or 764A(1)(ba)(ii); and~that is transferable; and~that is a warrant as defined in the Operating Rules of a financial market that is operated by an Australian market licensee and has been admitted to trading status or quotation on a financial market in accordance with the Operating Rules of the financial market;~underwriting:~interests in managed investment schemes; and~an issue of securities;~make a market for the following financial products:~derivatives;~debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body; and~limited to financial products other than:~derivatives;~foreign exchange contracts; and~debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body; and~provide the following custodial or depository services:~operate custodial or depository services other than investor directed portfolio services;~to retail and wholesale clients.
Update Time: 2020-10-19 15:01:26