You are here

Home » Australian Financial Services Licensee

AFS: PERSHING LLC Information

This is the detailed information about PERSHING LLC, it is the Australian Financial Services licensee(abbreviation: AFS ), its unique identifying number allocated to the AFS licensee is 271837, the start date of the AFS licensee is 2005-11-25 (YYYY-MM-DD), the current principal business address of the AFS licensee is None, None, International, the name of the register the record belongs to AFS Licence. This data update on: 2020-10-19 15:01:40.
AFS licensee Number: 271837
AFS licensee Name: PERSHING LLC
Start Date of The AFS Licensee: 2005-11-25
The Country of The Current Principal Business Address: International
AFS Licensee Postcode: 0
AFS licensee's ABN or ACN: 108110149
The Licensee is Authorised to Provide under their licence: This licence authorises the licensee to carry on a financial services business to:~provide general financial product advice to wholesale clients only, for the following classes of financial products:~standard margin lending facility;~deal in a financial product to wholesale clients only by:~issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:~standard margin lending facility; and~provide the following custodial or depository services:~operate custodial or depository services other than investor directed portfolio services;~to retail and wholesale clients.
Update Time: 2020-10-19 15:01:40



Data Dictionary

AFS licensee's ABN or ACN: The AFS licensee's Australian Business Number (ABN) or Australian Company Number (ACN).
Logic: IF Australian Financial Services Licensee Register has provided an ABN THEN show ABN ELSE IF Australian Financial Services Licensee Register has provided an ACN THEN show ACN ELSE show null.
AFS Lic Pre FSR: The register identifier and licence number for registers that were superseded by Financial Services Reform (FSR). Register Identifier List as follows:
FutAdv = Futures adviser
FutBro = Futures broker
InsFor = Foreign insurance broker
InsGen = General insurance broker
InsLif = Life insurance broker
InvAdv = Investment adviser
SecDlr = Securities dealer
Logic: IF Australian Financial Services Licensee Register has held a licence for a register that was superseded by Financial Services Reform (FSR). THEN show register code and licence number. ELSE show null.
The State of The Current Principal Business Address: The state of the current principal business address of the AFS licensee.
Note: Blank fields represent records with a foreign address where the state could not be validated.
The Postcode of The Current Principal Business Address: IF Country is 'International' THEN postcode = null.
The Country of The Current Principal Business Address: Country from current principal business address of the AFS licensee.
Logic: IF country is not 'Australia' THEN then field value is 'International'.
The Licensee is Authorised to Provide under their licence: Financial services and products the licensee is authorised to provide under their licence.
Note: This field is a full text description of the condition. Each condition is encapsulated by " and delimited by tilde '~'.