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AFS: SUBSTANCIA CAPITAL PTY LTD Information

This is the detailed information about SUBSTANCIA CAPITAL PTY LTD, it is the Australian Financial Services licensee(abbreviation: AFS ), its unique identifying number allocated to the AFS licensee is 435500, the start date of the AFS licensee is 2013-04-16 (YYYY-MM-DD), the current principal business address of the AFS licensee is SOUTH MELBOURNE, VIC, Australia, the name of the register the record belongs to AFS Licence. This data update on: 2020-10-19 15:01:34.

AFS licensee Number: 435500
AFS licensee Name: SUBSTANCIA CAPITAL PTY LTD
Start Date of The AFS Licensee: 2013-04-16
The Country of The Current Principal Business Address: Australia
AFS Licensee State: VIC
AFS Licensee Postcode: 3205
AFS Licensee Town: SOUTH MELBOURNE
AFS licensee's ABN or ACN: 29162643478
AFS Licensee Latitude: -37.838300
AFS Licensee Longitude: 144.965026
The Licensee is Authorised to Provide under their licence: This licence authorises the licensee to carry on a financial services business to:~provide general financial product advice only, for the following classes of financial products:~debentures, stocks or bonds issued or proposed to be issued by a government;~interests in managed investment schemes excluding investor directed portfolio services; and~securities;~deal in a financial product by:~issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:~derivatives restricted to:~arrangements not entered into on a licensed market or financial market that is exempt under a declaration made under section 791C of the Corporations Act where a party to the arrangement must, or may be required to provide future consideration and where the amount of the consideration of the value of the arrangement is ultimately determined, derived from or varies by reference to (wholly or in part) the value or amount of (in any nature whatsover and whether or not deliverable) an interest rate; and~where the purpose of the licensee in entering the arrangement is to limit, minimise or manage the fluctuations in interest rates that may affect a managed investment scheme for which the licensee acts in the capacity of the trustee of unregistered managed investment schemes;~interests in managed investment schemes excluding investor directed portfolio services; and~securities; and~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~derivatives;~arrangements not entered into on a licensed market or financial market that is exempt under a declaration made under section 791C of the Corporations Act where a party to the arrangement must, or may be required to provide future consideration and where the amount of the consideration of the value of the arrangement is ultimately determined, derived from or varies by reference to (wholly or in part) the value or amount of (in any nature whatsover and whether or not deliverable) an interest rate; and~where the purpose of the licensee in entering the arrangement is to limit, minimise or manage the fluctuations in interest rates that may affect a managed investment scheme for which the licensee acts in the capacity of the trustee of unregistered managed investment schemes;~general insurance products;~debentures, stocks or bonds issued or proposed to be issued by a government;~interests in managed investment schemes excluding investor directed portfolio services; and~securities; and~provide the following custodial or depository services:~operate custodial or depository services other than investor directed portfolio services;~to wholesale clients.
Update Time: 2020-10-19 15:01:34



Data Dictionary

AFS licensee's ABN or ACN: The AFS licensee's Australian Business Number (ABN) or Australian Company Number (ACN).
Logic: IF Australian Financial Services Licensee Register has provided an ABN THEN show ABN ELSE IF Australian Financial Services Licensee Register has provided an ACN THEN show ACN ELSE show null.
AFS Lic Pre FSR: The register identifier and licence number for registers that were superseded by Financial Services Reform (FSR). Register Identifier List as follows:
FutAdv = Futures adviser
FutBro = Futures broker
InsFor = Foreign insurance broker
InsGen = General insurance broker
InsLif = Life insurance broker
InvAdv = Investment adviser
SecDlr = Securities dealer
Logic: IF Australian Financial Services Licensee Register has held a licence for a register that was superseded by Financial Services Reform (FSR). THEN show register code and licence number. ELSE show null.
The State of The Current Principal Business Address: The state of the current principal business address of the AFS licensee.
Note: Blank fields represent records with a foreign address where the state could not be validated.
The Postcode of The Current Principal Business Address: IF Country is 'International' THEN postcode = null.
The Country of The Current Principal Business Address: Country from current principal business address of the AFS licensee.
Logic: IF country is not 'Australia' THEN then field value is 'International'.
The Licensee is Authorised to Provide under their licence: Financial services and products the licensee is authorised to provide under their licence.
Note: This field is a full text description of the condition. Each condition is encapsulated by " and delimited by tilde '~'.