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Financial Advisers: NEIL ALAN BRETT Information

This is the detailed information about NEIL ALAN BRETT, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000222892, the year the Financial Adviser first provided advice is 2008 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:09.
Financial Adviser Number: 000222892
Financial Adviser Name: NEIL ALAN BRETT
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 2008
  1. Financial Adviser Status: Current
    Name of the licence holder: EQ FINANCIAL PTY LTD
    Licence Number: 000235364
    Licence ABN: 90087696526
    The date the Financial Adviser commenced the appointment: 2019-06-12
    Authorised Representative Name: EQ FINANCIAL PTY LTD
    Authorised Representative Number: 000235364
    Rep Appointed ABN: 90087696526
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Retirement Savings Account Products: 1
    Fin Securities: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Standard Margin Lending Facility: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Old Law Securities Options Contracts and Warrants Securities: 1
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Science - University of London ~ Certificate IV in Financial Services (Finance/Mortgage Broking) - TAFE NSW ~ Diploma of Mortgage Lending - Securities Institute ~ Self Managed Superannuation Funds - Kaplan
  2. Financial Adviser Status: Ceased
    Name of the licence holder: LIBERTAS FINANCIAL PLANNING PTY LTD
    Licence Number: 000429718
    Licence ABN: 27160419134
    The company(ies) or people who control the licensee's business: SEQUOIA FINANCIAL GROUP LTD
    The date the Financial Adviser commenced the appointment: 2013-04-22
    The date the Financial Adviser ceased the appointment: 2019-06-01
    Authorised Representative Name: LIBERTAS FINANCIAL PLANNING PTY LTD
    Authorised Representative Number: 000429718
    Rep Appointed ABN: 27160419134
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Science - University of London ~ Certificate IV in Financial Services (Finance/Mortgage Broking) - TAFE NSW ~ Diploma of Mortgage Lending - Securities Institute ~ Self Managed Superannuation Funds - Kaplan



Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.