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Financial Advisers: KATHLEEN CECILIA PAYNTER Information

This is the detailed information about KATHLEEN CECILIA PAYNTER, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000259284, the year the Financial Adviser first provided advice is 1986 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:28.

Financial Adviser Number: 000259284
Financial Adviser Name: KATHLEEN CECILIA PAYNTER
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1986
Adviser Town: BRISBANE
Adviser State: QLD
Adviser Country: Australia
  1. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: MORGANS FINANCIAL LIMITED
    Licence Number: 000235410
    Licence ABN: 49010669726
    The date the Financial Adviser commenced the appointment: 2004-03-10
    Authorised Representative Name: MORGANS FINANCIAL LIMITED
    Authorised Representative Number: 000235410
    Rep Appointed ABN: 49010669726
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Securities: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Standard Margin Lending Facility: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Fin Miscellaneous Financial Facility/Miscellaneous Financial Investment Products - MDA Services: 1
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Arts - University of Queensland ~ Graduate Diploma in Financial Planning - Deakin ~ Graduate Diploma of Applied Finance & Investment - Securities Institute of Australia ~ Graduate Diploma of Business Adminstration - Queensland University of Technology ~ Margin Lending Accreditation Program - SAA
    Provides details on the qualifications the adviser has completed that are FASEA approved: 1995 - Graduate Diploma of Applied Finance & Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia



Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.