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Financial Advisers: KAY SMITH Information

This is the detailed information about KAY SMITH, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000259287, the year the Financial Adviser first provided advice is 1990 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:28.

Financial Adviser Number: 000259287
Financial Adviser Name: KAY SMITH
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1990
Adviser Town: NEUTRAL BAY
Adviser Country: Australia
  1. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Ceased
    Name of the licence holder: MORGANS FINANCIAL LIMITED
    Licence Number: 000235410
    Licence ABN: 49010669726
    The date the Financial Adviser commenced the appointment: 2014-03-11
    The date the Financial Adviser ceased the appointment: 2020-07-09
    Authorised Representative Name: MORGANS FINANCIAL LIMITED
    Authorised Representative Number: 000235410
    Rep Appointed ABN: 49010669726
  2. Financial Adviser Status: Ceased
    Name of the licence holder: MORGANS FINANCIAL LIMITED
    Licence Number: 000235410
    Licence ABN: 49010669726
    The date the Financial Adviser commenced the appointment: 2004-03-10
    The date the Financial Adviser ceased the appointment: 2011-06-30
    Authorised Representative Name: KAY SMITH
    Authorised Representative Number: 000259287



Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.