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Financial Advisers: BENJAMIN ROBERT WILLOUGHBY Information

This is the detailed information about BENJAMIN ROBERT WILLOUGHBY, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000260174, the year the Financial Adviser first provided advice is 2001 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:29.

Financial Adviser Number: 000260174
Financial Adviser Name: BENJAMIN ROBERT WILLOUGHBY
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 2001
Adviser Town: PERTH
Adviser State: WA
Adviser Country: Australia
  1. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: ARGONAUT SECURITIES PTY LIMITED
    Licence Number: 000274099
    Licence ABN: 72108330650
    The date the Financial Adviser commenced the appointment: 2015-03-27
    Authorised Representative Name: ARGONAUT SECURITIES PTY LIMITED
    Authorised Representative Number: 000274099
    Rep Appointed ABN: 72108330650
    Fin Derivatives: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Securities: 1
    Fin Margin Lending Facility/Standard Margin Lending Facility: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Level 1 Accredited Derivatives - ASX-Kaplan Professional ~ Margin Lending Accreditation - Deakin Prime - SAA ~ Securities, Futures & Managed Investments Accreditation - SDIA - Deakin



Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.