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Financial Advisers: ADRIAN JOSEPH BERKELEY Information

This is the detailed information about ADRIAN JOSEPH BERKELEY, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000260293, the year the Financial Adviser first provided advice is 1990 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:29.

Financial Adviser Number: 000260293
Financial Adviser Name: ADRIAN JOSEPH BERKELEY
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1990
Adviser Town: Toowong
Adviser State: QLD
Adviser Country: Australia
  1. Financial Adviser Status: Ceased
    Name of the licence holder: M1-PLAN PTY LTD
    Licence Number: 000300219
    Licence ABN: 48097317069
    The date the Financial Adviser commenced the appointment: 2006-07-19
    The date the Financial Adviser ceased the appointment: 2015-10-30
    Authorised Representative Name: M1-PLAN PTY LTD
    Authorised Representative Number: 000300219
    Rep Appointed ABN: 48097317069
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Diploma of Financial Planning - Financial Planning Association ~ Margin Lending and Geared Investments - Kaplan Professional ~ Mortgage Broking - Kaplan Professional
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Financial Advisers (AFA)
  2. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: ALLIANCE WEALTH PTY LTD
    Licence Number: 000449221
    Licence ABN: 93161647007
    The company(ies) or people who control the licensee's business: CENTREPOINT ALLIANCE LIMITED ~ CENTREPOINT WEALTH PTY LTD [Date Ceased: 2018-02-21]
    The date the Financial Adviser commenced the appointment: 2015-11-02
    Authorised Representative Name: FINANCIAL ADVICE MATTERS GROUP PTY LTD
    Authorised Representative Number: 001234989
    Rep Appointed ABN: 11605631598
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Retirement Savings Account Products: 1
    Fin Securities: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Diploma of Financial Planning - Financial Planning Association ~ Margin Lending and Geared Investments - Kaplan Professional ~ Mortgage Broking - Kaplan Professional
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Financial Advisers (AFA)
    Provides details on areas the Financial Adviser is restricted from giving advice on: Not authorised to provide Self Managed Superannuation advice.



Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.