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Financial Advisers: KENNETH JOSEPH THOMPSON Information

This is the detailed information about KENNETH JOSEPH THOMPSON, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000261180, the year the Financial Adviser first provided advice is 1959 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:29.

Financial Adviser Number: 000261180
Financial Adviser Name: KENNETH JOSEPH THOMPSON
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1959
Adviser Town: Noosaville
Adviser State: QLD
Adviser Postcode: 4566
Adviser Country: Australia
  1. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: MADISON FINANCIAL GROUP PTY LTD
    Licence Number: 000246679
    Licence ABN: 36002459001
    The company(ies) or people who control the licensee's business: CLIME INVESTMENT MANAGEMENT LTD ~ SARGON CAPITAL PTY LTD [Date Ceased: 2020-07-13] ~ PHAROS FINANCIAL GROUP PTY LTD [Date Ceased: 2018-06-08]
    The date the Financial Adviser commenced the appointment: 2014-04-28
    Authorised Representative Name: MADISON FINANCIAL GROUP PTY LTD
    Authorised Representative Number: 000246679
    Rep Appointed ABN: 36002459001
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Managed Investment Schemes/MDA Services: 1
    Fin Retirement Savings Account Products: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    All Securities: 1
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Certified Financial Planner - Financial Planning Association of Australia Limited ~ SMSF Specialist Advisor - Self Managed Super Fund Association
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA) ~ SMSF Association
  2. Financial Adviser Status: Ceased
    Name of the licence holder: GUARDIANFP LTD
    Licence Number: 000237641
    Licence ABN: 40003677334
    The company(ies) or people who control the licensee's business: SUNCORP GROUP LIMITED
    The date the Financial Adviser commenced the appointment: 2007-03-02
    The date the Financial Adviser ceased the appointment: 2010-06-07
    Authorised Representative Name: KENNETH JOSEPH THOMPSON
    Authorised Representative Number: 000261180
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Certified Financial Planner - Financial Planning Association of Australia Limited ~ SMSF Specialist Advisor - Self Managed Super Fund Association
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA) ~ SMSF Association
  3. Financial Adviser Status: Ceased
    Name of the licence holder: APOGEE FINANCIAL PLANNING LIMITED
    Licence Number: 000230689
    Licence ABN: 28056426932
    The company(ies) or people who control the licensee's business: MLC WEALTH LIMITED ~ NATIONAL AUSTRALIA BANK LIMITED
    The date the Financial Adviser commenced the appointment: 2003-12-01
    The date the Financial Adviser ceased the appointment: 2007-03-01
    Authorised Representative Name: KENNETH JOSEPH THOMPSON
    Authorised Representative Number: 000261180
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Certified Financial Planner - Financial Planning Association of Australia Limited ~ SMSF Specialist Advisor - Self Managed Super Fund Association
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA) ~ SMSF Association
  4. Financial Adviser Status: Ceased
    Name of the licence holder: APOGEE FINANCIAL PLANNING LIMITED
    Licence Number: 000230689
    Licence ABN: 28056426932
    The company(ies) or people who control the licensee's business: MLC WEALTH LIMITED ~ NATIONAL AUSTRALIA BANK LIMITED
    The date the Financial Adviser commenced the appointment: 2010-06-08
    The date the Financial Adviser ceased the appointment: 2013-01-15
    Authorised Representative Name: KENNETH JOSEPH THOMPSON
    Authorised Representative Number: 000261180
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Certified Financial Planner - Financial Planning Association of Australia Limited ~ SMSF Specialist Advisor - Self Managed Super Fund Association
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA) ~ SMSF Association
  5. Financial Adviser Status: Ceased
    Name of the licence holder: GUARDIANFP LTD
    Licence Number: 000237641
    Licence ABN: 40003677334
    The company(ies) or people who control the licensee's business: SUNCORP GROUP LIMITED
    The date the Financial Adviser commenced the appointment: 2013-01-17
    The date the Financial Adviser ceased the appointment: 2014-04-11
    Authorised Representative Name: KENNETH JOSEPH THOMPSON
    Authorised Representative Number: 000261180
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Certified Financial Planner - Financial Planning Association of Australia Limited ~ SMSF Specialist Advisor - Self Managed Super Fund Association
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA) ~ SMSF Association



Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.