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Financial Advisers: PHILIP PETER SHAW Information

This is the detailed information about PHILIP PETER SHAW, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000261455, the year the Financial Adviser first provided advice is 2004 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:30.

Financial Adviser Number: 000261455
Financial Adviser Name: PHILIP PETER SHAW
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 2004
Adviser Town: Ipswich
Adviser State: QLD
Adviser Country: Australia
  1. Financial Adviser Status: Ceased
    Name of the licence holder: GPS WEALTH LTD
    Licence Number: 000254544
    Licence ABN: 17005482726
    The company(ies) or people who control the licensee's business: EASTON INVESTMENTS LIMITED
    The date the Financial Adviser commenced the appointment: 2015-05-04
    The date the Financial Adviser ceased the appointment: 2016-04-05
    Authorised Representative Name: GPS WEALTH LTD
    Authorised Representative Number: 000254544
    Rep Appointed ABN: 17005482726
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business - Tasmanian State Institute of Technology ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: CPA Australia (CPA)
  2. Financial Adviser Status: Ceased
    Name of the licence holder: HILLROSS FINANCIAL SERVICES LIMITED
    Licence Number: 000232705
    Licence ABN: 77003323055
    The company(ies) or people who control the licensee's business: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 2016-02-27]
    The date the Financial Adviser commenced the appointment: 2007-11-22
    The date the Financial Adviser ceased the appointment: 2013-12-05
    Authorised Representative Name: PHILIP PETER SHAW
    Authorised Representative Number: 000261455
    Rep Appointed ABN: 88383099262
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business - Tasmanian State Institute of Technology ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: CPA Australia (CPA)
  3. Financial Adviser Status: Ceased
    Name of the licence holder: TANDEM FINANCIAL ADVICE PTY LIMITED
    Licence Number: 000238427
    Licence ABN: 27006226777
    The date the Financial Adviser commenced the appointment: 2004-02-01
    The date the Financial Adviser ceased the appointment: 2006-12-01
    Authorised Representative Name: PHILIP PETER SHAW
    Authorised Representative Number: 000261455
    Rep Appointed ABN: 88383099262
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business - Tasmanian State Institute of Technology ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: CPA Australia (CPA)
  4. Financial Adviser Status: Ceased
    Name of the licence holder: INVESTMENT PROFESSIONALS PTY LTD
    Licence Number: 000234525
    Licence ABN: 88081672077
    The company(ies) or people who control the licensee's business: Focus Australia Holdings LLC
    The date the Financial Adviser commenced the appointment: 2014-05-11
    The date the Financial Adviser ceased the appointment: 2015-02-09
    Authorised Representative Name: PHILIP PETER SHAW
    Authorised Representative Number: 000261455
    Rep Appointed ABN: 88383099262
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business - Tasmanian State Institute of Technology ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: CPA Australia (CPA)
  5. Financial Adviser Status: Ceased
    Name of the licence holder: MILLENNIUM 3 FINANCIAL SERVICES PTY LTD
    Licence Number: 000244252
    Licence ABN: 61094529987
    The company(ies) or people who control the licensee's business: IOOF HOLDINGS LTD ~ AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED [Date Ceased: 2018-10-05]
    The date the Financial Adviser commenced the appointment: 2007-08-03
    The date the Financial Adviser ceased the appointment: 2007-10-23
    Authorised Representative Name: PHILIP PETER SHAW
    Authorised Representative Number: 000261455
    Rep Appointed ABN: 88383099262
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business - Tasmanian State Institute of Technology ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: CPA Australia (CPA)
  6. Financial Adviser Status: Ceased
    Name of the licence holder: MILLENNIUM 3 FINANCIAL SERVICES PTY LTD
    Licence Number: 000244252
    Licence ABN: 61094529987
    The company(ies) or people who control the licensee's business: IOOF HOLDINGS LTD ~ AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED [Date Ceased: 2018-10-05]
    The date the Financial Adviser commenced the appointment: 2006-12-01
    The date the Financial Adviser ceased the appointment: 2007-08-03
    Authorised Representative Name: PHILIP PETER SHAW
    Authorised Representative Number: 000261455
    Rep Appointed ABN: 88383099262
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business - Tasmanian State Institute of Technology ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: CPA Australia (CPA)
  7. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: COUNT FINANCIAL LIMITED
    Licence Number: 000227232
    Licence ABN: 19001974625
    The company(ies) or people who control the licensee's business: COUNT MEMBER FIRM PTY LTD ~ COUNTPLUS LIMITED ~ COMMONWEALTH BANK OF AUSTRALIA [Date Ceased: 2019-10-01]
    The date the Financial Adviser commenced the appointment: 2016-04-05
    Authorised Representative Name: COUNT FINANCIAL LIMITED
    Authorised Representative Number: 000227232
    Rep Appointed ABN: 19001974625
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Retirement Savings Account Products: 1
    Fin Securities: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Standard Margin Lending Facility: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business - Tasmanian State Institute of Technology ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: CPA Australia (CPA)



Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.