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Financial Advisers: PHILIP PETER SHAW Information
This is the detailed information about PHILIP PETER SHAW, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000261455, the year the Financial Adviser first provided advice is 2004 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:30.
Financial Adviser Number: 000261455
Financial Adviser Name: PHILIP PETER SHAW
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 2004
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Financial Adviser Status: CeasedName of the licence holder: GPS WEALTH LTDLicence Number: 000254544Licence ABN: 17005482726The company(ies) or people who control the licensee's business: EASTON INVESTMENTS LIMITEDThe date the Financial Adviser commenced the appointment: 2015-05-04The date the Financial Adviser ceased the appointment: 2016-04-05Authorised Representative Name: GPS WEALTH LTDAuthorised Representative Number: 000254544Rep Appointed ABN: 17005482726Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business - Tasmanian State Institute of Technology ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan ProfessionalProvides details of memberships of professional bodies or industry associations relevant to providing financial services: CPA Australia (CPA)
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Financial Adviser Status: CeasedName of the licence holder: HILLROSS FINANCIAL SERVICES LIMITEDLicence Number: 000232705Licence ABN: 77003323055The company(ies) or people who control the licensee's business: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 2016-02-27]The date the Financial Adviser commenced the appointment: 2007-11-22The date the Financial Adviser ceased the appointment: 2013-12-05Authorised Representative Name: PHILIP PETER SHAWAuthorised Representative Number: 000261455Rep Appointed ABN: 88383099262Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business - Tasmanian State Institute of Technology ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan ProfessionalProvides details of memberships of professional bodies or industry associations relevant to providing financial services: CPA Australia (CPA)
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Financial Adviser Status: CeasedName of the licence holder: TANDEM FINANCIAL ADVICE PTY LIMITEDLicence Number: 000238427Licence ABN: 27006226777The date the Financial Adviser commenced the appointment: 2004-02-01The date the Financial Adviser ceased the appointment: 2006-12-01Authorised Representative Name: PHILIP PETER SHAWAuthorised Representative Number: 000261455Rep Appointed ABN: 88383099262Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business - Tasmanian State Institute of Technology ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan ProfessionalProvides details of memberships of professional bodies or industry associations relevant to providing financial services: CPA Australia (CPA)
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Financial Adviser Status: CeasedName of the licence holder: INVESTMENT PROFESSIONALS PTY LTDLicence Number: 000234525Licence ABN: 88081672077The company(ies) or people who control the licensee's business: Focus Australia Holdings LLCThe date the Financial Adviser commenced the appointment: 2014-05-11The date the Financial Adviser ceased the appointment: 2015-02-09Authorised Representative Name: PHILIP PETER SHAWAuthorised Representative Number: 000261455Rep Appointed ABN: 88383099262Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business - Tasmanian State Institute of Technology ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan ProfessionalProvides details of memberships of professional bodies or industry associations relevant to providing financial services: CPA Australia (CPA)
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Financial Adviser Status: CeasedName of the licence holder: MILLENNIUM 3 FINANCIAL SERVICES PTY LTDLicence Number: 000244252Licence ABN: 61094529987The company(ies) or people who control the licensee's business: IOOF HOLDINGS LTD ~ AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED [Date Ceased: 2018-10-05]The date the Financial Adviser commenced the appointment: 2007-08-03The date the Financial Adviser ceased the appointment: 2007-10-23Authorised Representative Name: PHILIP PETER SHAWAuthorised Representative Number: 000261455Rep Appointed ABN: 88383099262Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business - Tasmanian State Institute of Technology ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan ProfessionalProvides details of memberships of professional bodies or industry associations relevant to providing financial services: CPA Australia (CPA)
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Financial Adviser Status: CeasedName of the licence holder: MILLENNIUM 3 FINANCIAL SERVICES PTY LTDLicence Number: 000244252Licence ABN: 61094529987The company(ies) or people who control the licensee's business: IOOF HOLDINGS LTD ~ AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED [Date Ceased: 2018-10-05]The date the Financial Adviser commenced the appointment: 2006-12-01The date the Financial Adviser ceased the appointment: 2007-08-03Authorised Representative Name: PHILIP PETER SHAWAuthorised Representative Number: 000261455Rep Appointed ABN: 88383099262Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business - Tasmanian State Institute of Technology ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan ProfessionalProvides details of memberships of professional bodies or industry associations relevant to providing financial services: CPA Australia (CPA)
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The sub type of the Financial Adviser: Financial AdviserFinancial Adviser Status: CurrentName of the licence holder: COUNT FINANCIAL LIMITEDLicence Number: 000227232Licence ABN: 19001974625The company(ies) or people who control the licensee's business: COUNT MEMBER FIRM PTY LTD ~ COUNTPLUS LIMITED ~ COMMONWEALTH BANK OF AUSTRALIA [Date Ceased: 2019-10-01]The date the Financial Adviser commenced the appointment: 2016-04-05Authorised Representative Name: COUNT FINANCIAL LIMITEDAuthorised Representative Number: 000227232Rep Appointed ABN: 19001974625Fin Deposit and Payment Products/Non-basic Deposit Products: 1Fin Government Debentures, Stocks or Bonds: 1Fin Life Products/Investment Life Insurance Products: 1Fin Life Products/Life Risk Insurance Products: 1Fin Managed Investment Schemes, including IDPS: 1Fin Retirement Savings Account Products: 1Fin Securities: 1Fin Superannuation: 1Fin Margin Lending Facility/Standard Margin Lending Facility: 1Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business - Tasmanian State Institute of Technology ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan ProfessionalProvides details of memberships of professional bodies or industry associations relevant to providing financial services: CPA Australia (CPA)
Data Dictionary
The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.