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Financial Advisers: ALEX BRAUN Information

This is the detailed information about ALEX BRAUN, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000262363, the year the Financial Adviser first provided advice is 1983 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:30.

Financial Adviser Number: 000262363
Financial Adviser Name: ALEX BRAUN
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1983
Adviser Town: Caulfield South
Adviser State: VIC
Adviser Postcode: 3162
Adviser Country: Australia
  1. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: AFFINIA FINANCIAL ADVISERS LIMITED
    Licence Number: 000237857
    Licence ABN: 13085335397
    The date the Financial Adviser commenced the appointment: 2016-05-31
    Authorised Representative Name: AFFINIA FINANCIAL ADVISERS LIMITED
    Authorised Representative Number: 000237857
    Rep Appointed ABN: 13085335397
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Retirement Savings Account Products: 1
    Fin Securities: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Australian Certified Investment Planner - Australian Investment Planners Association ~ Diploma of Financial Services (Distribution) - Deakin Financial Services Pty Ltd ~ Disability Income Sales Skills - Australian Lifewriters Association ~ Financial Planning Sales Skills - Association of Financial Advisors
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Financial Advisers (AFA) ~ Million Dollar Round Table (USA)
    Provides details on areas the Financial Adviser is restricted from giving advice on: Not Authorised for SMSF, Standard Margin Lending Facility
  2. Financial Adviser Status: Ceased
    Name of the licence holder: GUARDIANFP LTD
    Licence Number: 000237641
    Licence ABN: 40003677334
    The company(ies) or people who control the licensee's business: SUNCORP GROUP LIMITED
    The date the Financial Adviser commenced the appointment: 2003-12-08
    The date the Financial Adviser ceased the appointment: 2016-05-29
    Authorised Representative Name: GUARDIANFP LTD
    Authorised Representative Number: 000237641
    Rep Appointed ABN: 40003677334
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Australian Certified Investment Planner - Australian Investment Planners Association ~ Diploma of Financial Services (Distribution) - Deakin Financial Services Pty Ltd ~ Disability Income Sales Skills - Australian Lifewriters Association ~ Financial Planning Sales Skills - Association of Financial Advisors
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Financial Advisers (AFA) ~ Million Dollar Round Table (USA)
    Provides details on areas the Financial Adviser is restricted from giving advice on: Superannuation excludes SMSF Advice



Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.