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Financial Advisers: SEAN MICHAEL DUNNE Information

This is the detailed information about SEAN MICHAEL DUNNE, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000262365, the year the Financial Adviser first provided advice is 2000 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:30.

Financial Adviser Number: 000262365
Financial Adviser Name: SEAN MICHAEL DUNNE
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 2000
Adviser Town: Melbourne
Adviser State: VIC
Adviser Country: Australia
Adviser Town: Melbourne
Adviser Country: Australia
  1. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: DOMINIUM CAPITAL PTY. LTD.
    Licence Number: 000461653
    The company(ies) or people who control the licensee's business: Sean Michael DUNNE
    The date the Financial Adviser commenced the appointment: 2019-12-20
    Authorised Representative Name: DOMINIUM CAPITAL PTY. LTD.
    Authorised Representative Number: 000461653
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Derivatives: 1
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Retirement Savings Account Products: 1
    Fin Securities: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Standard Margin Lending Facility: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Commerce - University of New England ~ Certificate IV in Finance and Mortgage Broking - Kaplan ~ Diploma of Financial Advising - Securities Institute of Australia ~ Master of Business Administration - University of New England ~ SMSF - KAPLAN
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA) ~ SMSF Association
  2. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Ceased
    Name of the licence holder: RI ADVICE GROUP PTY LTD
    Licence Number: 000238429
    Licence ABN: 23001774125
    The company(ies) or people who control the licensee's business: IOOF HOLDINGS LTD ~ AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED [Date Ceased: 2018-10-05]
    The date the Financial Adviser commenced the appointment: 2007-04-30
    The date the Financial Adviser ceased the appointment: 2019-12-18
    Authorised Representative Name: RI ADVICE GROUP PTY LTD
    Authorised Representative Number: 000238429
    Rep Appointed ABN: 23001774125
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Commerce - University of New England ~ Certificate IV in Finance and Mortgage Broking - Kaplan ~ Diploma of Financial Advising - Securities Institute of Australia ~ Master of Business Administration - University of New England ~ SMSF - KAPLAN
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA) ~ SMSF Association



Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.