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Financial Advisers: JAMES PHILLIP TASKER Information

This is the detailed information about JAMES PHILLIP TASKER, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000262371, the year the Financial Adviser first provided advice is 1982 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:30.

Financial Adviser Number: 000262371
Financial Adviser Name: JAMES PHILLIP TASKER
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1982
Adviser Town: OSBORNE PARK
Adviser State: WA
Adviser Country: Australia
  1. Financial Adviser Status: Ceased
    Name of the licence holder: GUARDIANFP LTD
    Licence Number: 000237641
    Licence ABN: 40003677334
    The company(ies) or people who control the licensee's business: SUNCORP GROUP LIMITED
    The date the Financial Adviser commenced the appointment: 2004-02-02
    The date the Financial Adviser ceased the appointment: 2016-05-31
    Authorised Representative Name: GUARDIANFP LTD
    Authorised Representative Number: 000237641
    Rep Appointed ABN: 40003677334
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Diploma of Financial Services (Financial Planning) - Intergratec Australia ~ Diploma of Financial Services (Insurance Broking) - National Insurance Brokers Association ~ Diploma of Insurance Administration - Education Department Western Australia ~ Estate Planning - Integratec
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Financial Advisers (AFA) ~ National Insurance Brokers Association (NIBA)
    Provides details on areas the Financial Adviser is restricted from giving advice on: Superannuation excludes SMSF Advice
  2. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: ALLIANCE WEALTH PTY LTD
    Licence Number: 000449221
    Licence ABN: 93161647007
    The company(ies) or people who control the licensee's business: CENTREPOINT ALLIANCE LIMITED ~ CENTREPOINT WEALTH PTY LTD [Date Ceased: 2018-02-21]
    The date the Financial Adviser commenced the appointment: 2016-06-20
    Authorised Representative Name: ALLIANCE WEALTH PTY LTD
    Authorised Representative Number: 000449221
    Rep Appointed ABN: 93161647007
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Retirement Savings Account Products: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Diploma of Financial Services (Financial Planning) - Intergratec Australia ~ Diploma of Financial Services (Insurance Broking) - National Insurance Brokers Association ~ Diploma of Insurance Administration - Education Department Western Australia ~ Estate Planning - Integratec
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Financial Advisers (AFA) ~ National Insurance Brokers Association (NIBA)
    Provides details on areas the Financial Adviser is restricted from giving advice on: Not authorised to provide Self Managed Superannuation advice



Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.