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Financial Advisers: MARCUS CAMPBELL Information

This is the detailed information about MARCUS CAMPBELL, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 001255985, the year the Financial Adviser first provided advice is 2003 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:57:10.
Financial Adviser Number: 001255985
Financial Adviser Name: MARCUS CAMPBELL
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 2003
Adviser Town: Adelaide
Adviser State: SA
Adviser Country: Australia
  1. Financial Adviser Status: Ceased
    Name of the licence holder: MACQUARIE EQUITIES LIMITED
    Licence Number: 000237504
    Licence ABN: 41002574923
    The company(ies) or people who control the licensee's business: MACQUARIE GROUP LIMITED
    The date the Financial Adviser commenced the appointment: 2007-11-01
    The date the Financial Adviser ceased the appointment: 2017-06-30
    Disciplinary actions start date against the Financial Adviser: 2018-08-13
    Disciplinary actions end date against the Financial Adviser: 2020-02-12
    Disciplinary action type: Disciplinary Action
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Management (Marketing) - University of South Australia ~ Bachelor of Management-Marketing & Applied Finance - University of South Australia ~ Bachelor of Science - Flinders University of South Australia ~ Bachelor of Science-Microbiology & Genetics - Flinders University ~ Graduate Diploma in Applied Finance and Investment - FINSIA ~ Graduate Diploma of Financial Planning - FINSIA
    Provides details on the qualifications the adviser has completed that are FASEA approved: 2006 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA
  2. Financial Adviser Status: Ceased
    Name of the licence holder: JBWERE LTD
    Licence Number: 000341162
    Licence ABN: 68137978360
    The company(ies) or people who control the licensee's business: MLC WEALTH LIMITED ~ NATIONAL AUSTRALIA BANK LIMITED
    The date the Financial Adviser commenced the appointment: 2004-03-01
    The date the Financial Adviser ceased the appointment: 2007-10-31
    Disciplinary actions start date against the Financial Adviser: 2018-08-13
    Disciplinary actions end date against the Financial Adviser: 2020-02-12
    Disciplinary action type: Disciplinary Action
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Management (Marketing) - University of South Australia ~ Bachelor of Management-Marketing & Applied Finance - University of South Australia ~ Bachelor of Science - Flinders University of South Australia ~ Bachelor of Science-Microbiology & Genetics - Flinders University ~ Graduate Diploma in Applied Finance and Investment - FINSIA ~ Graduate Diploma of Financial Planning - FINSIA
    Provides details on the qualifications the adviser has completed that are FASEA approved: 2006 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA
  3. The sub type of the Financial Adviser: Provisional Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: SHAW AND PARTNERS LIMITED
    Licence Number: 000236048
    Licence ABN: 24003221583
    The date the Financial Adviser commenced the appointment: 2020-05-28
    Authorised Representative Name: SHAW AND PARTNERS LIMITED
    Authorised Representative Number: 000236048
    Rep Appointed ABN: 24003221583
    Disciplinary actions start date against the Financial Adviser: 2018-08-13
    Disciplinary actions end date against the Financial Adviser: 2020-02-12
    Disciplinary action type: Disciplinary Action
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    All Securities: 1
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Management (Marketing) - University of South Australia ~ Bachelor of Management-Marketing & Applied Finance - University of South Australia ~ Bachelor of Science - Flinders University of South Australia ~ Bachelor of Science-Microbiology & Genetics - Flinders University ~ Graduate Diploma in Applied Finance and Investment - FINSIA ~ Graduate Diploma of Financial Planning - FINSIA
    Provides details on the qualifications the adviser has completed that are FASEA approved: 2006 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA
  4. Financial Adviser Status: Ceased
    Name of the licence holder: SHAW AND PARTNERS LIMITED
    Licence Number: 000236048
    Licence ABN: 24003221583
    The date the Financial Adviser commenced the appointment: 2017-07-03
    The date the Financial Adviser ceased the appointment: 2018-08-14
    Authorised Representative Name: SHAW AND PARTNERS LIMITED
    Authorised Representative Number: 000236048
    Rep Appointed ABN: 24003221583
    Disciplinary actions start date against the Financial Adviser: 2018-08-13
    Disciplinary actions end date against the Financial Adviser: 2020-02-12
    Disciplinary action type: Disciplinary Action
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Management (Marketing) - University of South Australia ~ Bachelor of Management-Marketing & Applied Finance - University of South Australia ~ Bachelor of Science - Flinders University of South Australia ~ Bachelor of Science-Microbiology & Genetics - Flinders University ~ Graduate Diploma in Applied Finance and Investment - FINSIA ~ Graduate Diploma of Financial Planning - FINSIA
    Provides details on the qualifications the adviser has completed that are FASEA approved: 2006 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA



Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.