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Financial Advisers: ADRIAN EVAN MCCARTHY Information
This is the detailed information about ADRIAN EVAN MCCARTHY, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000222998, the year the Financial Adviser first provided advice is 1999 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:09.
Financial Adviser Number: 000222998
Financial Adviser Name: ADRIAN EVAN MCCARTHY
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1999
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Financial Adviser Status: CeasedName of the licence holder: SECURITOR FINANCIAL GROUP LTDLicence Number: 000240687Licence ABN: 48009189495The company(ies) or people who control the licensee's business: WESTPAC BANKING CORPORATIONThe date the Financial Adviser commenced the appointment: 2013-05-03The date the Financial Adviser ceased the appointment: 2019-08-30Authorised Representative Name: SECURITOR FINANCIAL GROUP LTDAuthorised Representative Number: 000240687Rep Appointed ABN: 48009189495Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Business - Edith Cowan University ~ Graduate Certificate in Financial Planning - Finsia ~ Graduate Diploma of Applied Finance - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional EducationProvides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Financial Advisers (AFA)
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Financial Adviser Status: CeasedName of the licence holder: A.C.N. 116 900 362 LIMITEDLicence Number: 000297239Licence ABN: 50116900362The date the Financial Adviser commenced the appointment: 2009-10-05The date the Financial Adviser ceased the appointment: 2013-05-02Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Business - Edith Cowan University ~ Graduate Certificate in Financial Planning - Finsia ~ Graduate Diploma of Applied Finance - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional EducationProvides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Financial Advisers (AFA)
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The sub type of the Financial Adviser: Financial AdviserFinancial Adviser Status: CurrentName of the licence holder: SENTRY ADVICE PTY LTDLicence Number: 000227748Licence ABN: 77103642888The company(ies) or people who control the licensee's business: SENTRY GROUP PTY LTDThe date the Financial Adviser commenced the appointment: 2019-09-02Authorised Representative Name: CIRRUS FINANCIAL ADVISERS PTY LTDAuthorised Representative Number: 000362410Fin Deposit and Payment Products/Non-basic Deposit Products: 1Fin Government Debentures, Stocks or Bonds: 1Fin Life Products/Investment Life Insurance Products: 1Fin Life Products/Life Risk Insurance Products: 1Fin Managed Investment Schemes, including IDPS: 1Fin Retirement Savings Account Products: 1Fin Securities: 1Fin Superannuation: 1Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Business - Edith Cowan University ~ Graduate Certificate in Financial Planning - Finsia ~ Graduate Diploma of Applied Finance - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional EducationProvides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Financial Advisers (AFA)
Data Dictionary
The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.