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Financial Advisers: CLAUS GERLING Information

This is the detailed information about CLAUS GERLING, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000223084, the year the Financial Adviser first provided advice is 1986 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:09.

Financial Adviser Number: 000223084
Financial Adviser Name: CLAUS GERLING
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1986
  1. Financial Adviser Status: Current
    Name of the licence holder: GERLING & COMPANY PTY LIMITED
    Licence Number: 000218770
    Licence ABN: 80078111654
    The company(ies) or people who control the licensee's business: ATLANTIC PACIFIC SECURITIES PTY LTD
    The date the Financial Adviser commenced the appointment: 2015-03-17
    Authorised Representative Name: GERLING & COMPANY PTY LIMITED
    Authorised Representative Number: 000218770
    Rep Appointed ABN: 80078111654
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Derivatives: 1
    Fin Foreign Exchange Contracts: 1
    Fin Managed Investment Schemes/Own Managed Investment Scheme Only: 1
    Fin Securities: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: PS 146 Securities - Securities Institute ~ Registered Representative - Sydney Futures Exchange ~ Series 3 - National Futures Association USA

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.