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Financial Advisers: SHANNON DAVID WHITTINGTON Information

This is the detailed information about SHANNON DAVID WHITTINGTON, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000223112, the year the Financial Adviser first provided advice is 2002 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:09.

Financial Adviser Number: 000223112
Financial Adviser Name: SHANNON DAVID WHITTINGTON
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 2002
Adviser Town: Applecross
Adviser State: WA
Adviser Postcode: 6153
Adviser Country: Australia
  1. Financial Adviser Status: Ceased
    Name of the licence holder: SYNCHRONISED BUSINESS SERVICES PTY LTD
    Licence Number: 000243313
    Licence ABN: 33007207650
    The date the Financial Adviser commenced the appointment: 2016-11-28
    The date the Financial Adviser ceased the appointment: 2017-08-17
    Authorised Representative Name: SYNCHRONISED BUSINESS SERVICES PTY LTD
    Authorised Representative Number: 000243313
    Rep Appointed ABN: 33007207650
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma Financial Planning FNS60415 - Mentor Education Group ~ Diploma Financial Services (Financial Planning) FNS50804 - Tribeca
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Financial Advisers (AFA)
  2. Financial Adviser Status: Ceased
    Name of the licence holder: AUSTPLAN PTY LTD
    Licence Number: 000244597
    Licence ABN: 32079967203
    The company(ies) or people who control the licensee's business: Daniel John Renneberg [Date Ceased: 2018-10-24] ~ The Trustee for DNS FAMILY TRUST [Date Ceased: 2018-10-24] ~ Daniel John Renneberg [Date Ceased: 2017-11-09]
    The date the Financial Adviser commenced the appointment: 2017-08-18
    The date the Financial Adviser ceased the appointment: 2018-08-07
    Authorised Representative Name: AUSTPLAN PTY LTD
    Authorised Representative Number: 000244597
    Rep Appointed ABN: 32079967203
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma Financial Planning FNS60415 - Mentor Education Group ~ Diploma Financial Services (Financial Planning) FNS50804 - Tribeca
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Financial Advisers (AFA)
    Provides details on areas the Financial Adviser is restricted from giving advice on: Excludes SMSF advice
  3. Financial Adviser Status: Ceased
    Name of the licence holder: FINANCIAL SERVICES PARTNERS PTY LIMITED
    Licence Number: 000237590
    Licence ABN: 15089512587
    The company(ies) or people who control the licensee's business: IOOF HOLDINGS LTD ~ AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED [Date Ceased: 2018-10-05]
    The date the Financial Adviser commenced the appointment: 2005-01-12
    The date the Financial Adviser ceased the appointment: 2006-03-30
    Authorised Representative Name: SHANNON DAVID WHITTINGTON
    Authorised Representative Number: 000223112
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma Financial Planning FNS60415 - Mentor Education Group ~ Diploma Financial Services (Financial Planning) FNS50804 - Tribeca
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Financial Advisers (AFA)
  4. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: GWM ADVISER SERVICES LIMITED
    Licence Number: 000230692
    Licence ABN: 96002071749
    The company(ies) or people who control the licensee's business: MLC WEALTH LIMITED ~ NATIONAL AUSTRALIA BANK LIMITED
    The date the Financial Adviser commenced the appointment: 2019-01-31
    Authorised Representative Name: GWM ADVISER SERVICES LIMITED
    Authorised Representative Number: 000230692
    Rep Appointed ABN: 96002071749
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Deposit & Payment Products – Non-Cash Deposit Products: 1
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Retirement Savings Account Products: 1
    Fin Securities: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma Financial Planning FNS60415 - Mentor Education Group ~ Diploma Financial Services (Financial Planning) FNS50804 - Tribeca
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Financial Advisers (AFA)
  5. Financial Adviser Status: Ceased
    Name of the licence holder: SAS GLOBAL PTY LTD
    Licence Number: 000222303
    Licence ABN: 80088999857
    The date the Financial Adviser commenced the appointment: 2002-08-13
    The date the Financial Adviser ceased the appointment: 2004-12-16
    Authorised Representative Name: SHANNON DAVID WHITTINGTON
    Authorised Representative Number: 000223112
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma Financial Planning FNS60415 - Mentor Education Group ~ Diploma Financial Services (Financial Planning) FNS50804 - Tribeca
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Financial Advisers (AFA)
  6. Financial Adviser Status: Ceased
    Name of the licence holder: IPRAXIS PTY LTD
    Licence Number: 000329337
    Licence ABN: 39114365007
    The date the Financial Adviser commenced the appointment: 2018-08-07
    The date the Financial Adviser ceased the appointment: 2019-01-31
    Authorised Representative Name: IPRAXIS PTY LTD
    Authorised Representative Number: 000329337
    Rep Appointed ABN: 39114365007
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma Financial Planning FNS60415 - Mentor Education Group ~ Diploma Financial Services (Financial Planning) FNS50804 - Tribeca
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Financial Advisers (AFA)

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.