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Financial Advisers: RICHARD WHAN Information

This is the detailed information about RICHARD WHAN, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000223343, the year the Financial Adviser first provided advice is 2000 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:09.

Financial Adviser Number: 000223343
Financial Adviser Name: RICHARD WHAN
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 2000
Adviser Town: Suffolk Park
Adviser State: NSW
Adviser Postcode: 2481
Adviser Country: Australia
  1. Financial Adviser Status: Ceased
    Name of the licence holder: MERITUM FINANCIAL GROUP PTY LTD
    Licence Number: 000245569
    Licence ABN: 93106888215
    The company(ies) or people who control the licensee's business: MLC WEALTH LIMITED ~ NATIONAL AUSTRALIA BANK LIMITED
    The date the Financial Adviser commenced the appointment: 2007-11-09
    The date the Financial Adviser ceased the appointment: 2016-02-29
    Authorised Representative Name: LIGHTHOUSE INVESTMENT SERVICES PTY LTD
    Authorised Representative Number: 000319330
    Rep Appointed ABN: 43127894115
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor Degree - - University of Melbourne ~ Graduate Diploma - Applied Finance and Investment - Securities Institute
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA)
  2. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: LIGHTHOUSE INVESTMENT GROUP PTY LTD
    Licence Number: 000483326
    The company(ies) or people who control the licensee's business: Richard WHAN
    The date the Financial Adviser commenced the appointment: 2018-01-02
    Authorised Representative Name: LIGHTHOUSE INVESTMENT GROUP PTY LTD
    Authorised Representative Number: 000483326
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Retirement Savings Account Products: 1
    Fin Securities: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor Degree - - University of Melbourne ~ Graduate Diploma - Applied Finance and Investment - Securities Institute
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA)



Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.