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Financial Advisers: PHILLIP RAYMOND NOLAN Information

This is the detailed information about PHILLIP RAYMOND NOLAN, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000223859, the year the Financial Adviser first provided advice is 1982 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:09.

Financial Adviser Number: 000223859
Financial Adviser Name: PHILLIP RAYMOND NOLAN
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1982
  1. Financial Adviser Status: Ceased
    Name of the licence holder: ACN 003 274 084 PTY LTD
    Licence Number: 000222441
    Licence ABN: 75003274084
    The date the Financial Adviser commenced the appointment: 2002-09-25
    The date the Financial Adviser ceased the appointment: 2008-09-26
    Authorised Representative Name: PHILLIP RAYMOND NOLAN
    Authorised Representative Number: 000223859
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: ASX Broker Exam - Australian Stock Exchange ~ Certificate of Superannuation Management - ASFA ~ Diploma of Financial Planning - Deakin University
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Independently Owned Financial Professionals (AIOFP)
  2. Financial Adviser Status: Current
    Name of the licence holder: NOLAN SECURITIES PTY LTD
    Licence Number: 000311662
    Licence ABN: 83092029519
    The date the Financial Adviser commenced the appointment: 2018-12-17
    Authorised Representative Name: NOLAN SECURITIES PTY LTD
    Authorised Representative Number: 000311662
    Rep Appointed ABN: 83092029519
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Retirement Savings Account Products: 1
    Fin Securities: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: ASX Broker Exam - Australian Stock Exchange ~ Certificate of Superannuation Management - ASFA ~ Diploma of Financial Planning - Deakin University
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Independently Owned Financial Professionals (AIOFP)

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.