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Financial Advisers: GRANT JOHN WILLIAMS Information
This is the detailed information about GRANT JOHN WILLIAMS, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000223943, the year the Financial Adviser first provided advice is 1987 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:09.
Financial Adviser Number: 000223943
Financial Adviser Name: GRANT JOHN WILLIAMS
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1987
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The sub type of the Financial Adviser: Financial AdviserFinancial Adviser Status: CurrentName of the licence holder: MORGANS FINANCIAL LIMITEDLicence Number: 000235410Licence ABN: 49010669726The date the Financial Adviser commenced the appointment: 2010-05-31Authorised Representative Name: MORGANS FINANCIAL LIMITEDAuthorised Representative Number: 000235410Rep Appointed ABN: 49010669726Fin Deposit and Payment Products/Non-basic Deposit Products: 1Fin Derivatives: 1Fin Government Debentures, Stocks or Bonds: 1Fin Managed Investment Schemes, including IDPS: 1Fin Securities: 1Fin Superannuation: 1Fin Margin Lending Facility/Standard Margin Lending Facility: 1Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0Fin Miscellaneous Financial Facility/Miscellaneous Financial Investment Products - MDA Services: 1Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Authorised Representative Certificate-Margin Lending,Derivatives Level 1,Securities, Generics - Morgans Financial Limited ~ Bachelor of Business - Kuring-gai College of Advanced Education ~ Level 1 Accredited Derivatives Adviser - Australian Securities and Investments CommissionProvides details of memberships of professional bodies or industry associations relevant to providing financial services: Stockbrokers and Financial Advisers Association (SAFAA)
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Financial Adviser Status: CeasedName of the licence holder: ACN 003 274 084 PTY LTDLicence Number: 000222441Licence ABN: 75003274084The date the Financial Adviser commenced the appointment: 1987-01-02The date the Financial Adviser ceased the appointment: 2010-05-28Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Authorised Representative Certificate-Margin Lending,Derivatives Level 1,Securities, Generics - Morgans Financial Limited ~ Bachelor of Business - Kuring-gai College of Advanced Education ~ Level 1 Accredited Derivatives Adviser - Australian Securities and Investments CommissionProvides details of memberships of professional bodies or industry associations relevant to providing financial services: Stockbrokers and Financial Advisers Association (SAFAA)
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Financial Adviser Status: CeasedName of the licence holder: INVESTORLINK SECURITIES LIMITEDLicence Number: 000226842Licence ABN: 74062361166The date the Financial Adviser commenced the appointment: 2003-03-25The date the Financial Adviser ceased the appointment: 2020-02-13Authorised Representative Name: INVESTORLINK SECURITIES LIMITEDAuthorised Representative Number: 000226842Rep Appointed ABN: 74062361166Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Authorised Representative Certificate-Margin Lending,Derivatives Level 1,Securities, Generics - Morgans Financial Limited ~ Bachelor of Business - Kuring-gai College of Advanced Education ~ Level 1 Accredited Derivatives Adviser - Australian Securities and Investments CommissionProvides details of memberships of professional bodies or industry associations relevant to providing financial services: Stockbrokers and Financial Advisers Association (SAFAA)
Data Dictionary
The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.