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Financial Advisers: WARREN JOHN BROOKS Information

This is the detailed information about WARREN JOHN BROOKS, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000224408, the year the Financial Adviser first provided advice is 1998 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:09.

Financial Adviser Number: 000224408
Financial Adviser Name: WARREN JOHN BROOKS
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1998
Adviser Town: Bonnet Bay
Adviser Country: Australia
Adviser Town: Sydney
Adviser State: NSW
Adviser Country: Australia
  1. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Ceased
    Name of the licence holder: FINANCIAL SERVICES PARTNERS PTY LIMITED
    Licence Number: 000237590
    Licence ABN: 15089512587
    The company(ies) or people who control the licensee's business: IOOF HOLDINGS LTD ~ AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED [Date Ceased: 2018-10-05]
    The date the Financial Adviser commenced the appointment: 2016-02-08
    The date the Financial Adviser ceased the appointment: 2020-02-20
    Authorised Representative Name: FINANCIAL SERVICES PARTNERS PTY LIMITED
    Authorised Representative Number: 000237590
    Rep Appointed ABN: 15089512587
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Diploma of Financial Planning - Mentor Education
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Financial Advisers (AFA)
  2. Financial Adviser Status: Ceased
    Name of the licence holder: CONSULTUM FINANCIAL ADVISERS PTY LTD
    Licence Number: 000230323
    Licence ABN: 65006373995
    The company(ies) or people who control the licensee's business: IOOF HOLDINGS LTD
    The date the Financial Adviser commenced the appointment: 2006-10-06
    The date the Financial Adviser ceased the appointment: 2011-07-26
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Diploma of Financial Planning - Mentor Education
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Financial Advisers (AFA)
  3. Financial Adviser Status: Ceased
    Name of the licence holder: A.C.N. 100 668 282 PTY LTD
    Licence Number: 000222535
    Licence ABN: 24100668282
    The date the Financial Adviser commenced the appointment: 2002-11-01
    The date the Financial Adviser ceased the appointment: 2006-10-06
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Diploma of Financial Planning - Mentor Education
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Financial Advisers (AFA)
  4. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: DOCTORS FINANCIAL SERVICES PTY LIMITED
    Licence Number: 000487758
    The company(ies) or people who control the licensee's business: AVANT GROUP HOLDINGS LIMITED
    The date the Financial Adviser commenced the appointment: 2020-04-20
    Authorised Representative Name: DOCTORS FINANCIAL SERVICES PTY LIMITED
    Authorised Representative Number: 000487758
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Diploma of Financial Planning - Mentor Education
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Financial Advisers (AFA)
  5. Financial Adviser Status: Ceased
    Name of the licence holder: GENESYS WEALTH ADVISERS LIMITED
    Licence Number: 000232686
    Licence ABN: 20060778216
    The company(ies) or people who control the licensee's business: AMP LIMITED
    The date the Financial Adviser commenced the appointment: 2011-07-27
    The date the Financial Adviser ceased the appointment: 2012-07-02
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Diploma of Financial Planning - Mentor Education
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Financial Advisers (AFA)

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.