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Financial Advisers: GLEN LESLIE VAN OORAN Information

This is the detailed information about GLEN LESLIE VAN OORAN, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000224465, the year the Financial Adviser first provided advice is 1999 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:09.

Financial Adviser Number: 000224465
Financial Adviser Name: GLEN LESLIE VAN OORAN
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1999
Adviser Town: Perth
Adviser State: WA
Adviser Country: Australia
  1. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: WA LOCAL GOVERNMENT SUPERANNUATION PLAN PTY LTD
    Licence Number: 000269006
    Licence ABN: 64066797162
    The date the Financial Adviser commenced the appointment: 2018-12-12
    Authorised Representative Name: WA LOCAL FINANCIAL SERVICES PTY LTD
    Authorised Representative Number: 000302707
    Rep Appointed ABN: 61118657819
    Disciplinary actions start date against the Financial Adviser: 2003-09-09
    Disciplinary actions end date against the Financial Adviser: 2006-12-04
    Disciplinary action type: Banning order prohibiting person from acting as representative of securities dealer or investment ad
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Planning - AAMC Training ~ RG 146 Superannuation - AIST
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Superannuation Funds Australia (ASFA) ~ Australian Institute of Superannuation Trustees (AIST)
  2. Financial Adviser Status: Ceased
    Name of the licence holder: LINK ADVICE PTY LTD
    Licence Number: 000258145
    Licence ABN: 36105811836
    The company(ies) or people who control the licensee's business: AUSTRALIAN ADMINISTRATION SERVICES PTY. LIMITED
    The date the Financial Adviser commenced the appointment: 2013-10-07
    The date the Financial Adviser ceased the appointment: 2015-08-14
    Authorised Representative Name: LINK ADVICE PTY LTD
    Authorised Representative Number: 000258145
    Rep Appointed ABN: 36105811836
    Disciplinary actions start date against the Financial Adviser: 2003-09-09
    Disciplinary actions end date against the Financial Adviser: 2006-12-04
    Disciplinary action type: Banning order prohibiting person from acting as representative of securities dealer or investment ad
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Planning - AAMC Training ~ RG 146 Superannuation - AIST
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Superannuation Funds Australia (ASFA) ~ Australian Institute of Superannuation Trustees (AIST)
  3. Financial Adviser Status: Ceased
    Name of the licence holder: NEO FINANCIAL SOLUTIONS PTY LTD
    Licence Number: 000385845
    Licence ABN: 64141607098
    The company(ies) or people who control the licensee's business: PICTURE WEALTH HOLDINGS LIMITED
    The date the Financial Adviser commenced the appointment: 2012-07-27
    The date the Financial Adviser ceased the appointment: 2013-10-02
    Authorised Representative Name: MENTOR FINANCIAL SERVICES (WA) PTY LTD
    Authorised Representative Number: 000325599
    Disciplinary actions start date against the Financial Adviser: 2003-09-09
    Disciplinary actions end date against the Financial Adviser: 2006-12-04
    Disciplinary action type: Banning order prohibiting person from acting as representative of securities dealer or investment ad
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Planning - AAMC Training ~ RG 146 Superannuation - AIST
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Superannuation Funds Australia (ASFA) ~ Australian Institute of Superannuation Trustees (AIST)

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.