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Financial Advisers: NOEL KEVIN CARTER Information

This is the detailed information about NOEL KEVIN CARTER, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000224647, the year the Financial Adviser first provided advice is 1978 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:09.

Financial Adviser Number: 000224647
Financial Adviser Name: NOEL KEVIN CARTER
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1978
  1. Financial Adviser Status: Ceased
    Name of the licence holder: ALLITON SECURITIES PTY LTD
    Licence Number: 000229584
    Licence ABN: 66009571448
    The date the Financial Adviser commenced the appointment: 2008-01-14
    The date the Financial Adviser ceased the appointment: 2009-04-20
    Authorised Representative Name: NOEL KEVIN CARTER
    Authorised Representative Number: 000224647
  2. Financial Adviser Status: Ceased
    Name of the licence holder: LA TROBE FINANCIAL ASSET MANAGEMENT LIMITED
    Licence Number: 000222213
    Licence ABN: 27007332363
    The company(ies) or people who control the licensee's business: BLACKSTONE GROUP L.P.
    The date the Financial Adviser commenced the appointment: 2010-10-08
    The date the Financial Adviser ceased the appointment: 2012-08-16
    Authorised Representative Name: NOEL KEVIN CARTER
    Authorised Representative Number: 000224647
  3. Financial Adviser Status: Ceased
    Name of the licence holder: SENTRY FINANCIAL SERVICES PTY LTD
    Licence Number: 000286786
    Licence ABN: 30113531034
    The company(ies) or people who control the licensee's business: SENTRY GROUP PTY LTD
    The date the Financial Adviser commenced the appointment: 2009-04-21
    The date the Financial Adviser ceased the appointment: 2010-06-30
    Authorised Representative Name: NOEL KEVIN CARTER
    Authorised Representative Number: 000224647
  4. Financial Adviser Status: Ceased
    Name of the licence holder: F PALMER & M E PALMER
    Licence Number: 000247067
    Licence ABN: 29548490818
    The date the Financial Adviser commenced the appointment: 2004-01-05
    The date the Financial Adviser ceased the appointment: 2016-01-28
    Authorised Representative Name: F PALMER & M E PALMER
    Authorised Representative Number: 000247067
    Rep Appointed ABN: 29548490818

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.