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Financial Advisers: ANNA MARIA GARUCCIO Information

This is the detailed information about ANNA MARIA GARUCCIO, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000224782, the year the Financial Adviser first provided advice is 1999 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:09.

Financial Adviser Number: 000224782
Financial Adviser Name: ANNA MARIA GARUCCIO
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1999
Adviser Town: MELBOURNE
Adviser State: VIC
Adviser Country: Australia
  1. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: MTIS PRIVATE WEALTH PTY LTD
    Licence Number: 000473383
    The date the Financial Adviser commenced the appointment: 2015-07-01
    Authorised Representative Name: MTIS PRIVATE WEALTH PTY LTD
    Authorised Representative Number: 000473383
    Fin Derivatives: 1
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Retirement Savings Account Products: 1
    Fin Securities: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Standard Margin Lending Facility: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: ASX Securities - Kaplan ~ Diploma of Financial Planning - FPA ~ Fellow Charter Financial Practitioner - Mentor Education Group ~ Self Managed Super Fund Course - SPAA
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Financial Advisers (AFA) ~ SMSF Association
  2. Financial Adviser Status: Ceased
    Name of the licence holder: PROFESSIONAL INVESTMENT SERVICES PTY LTD
    Licence Number: 000234951
    Licence ABN: 11074608558
    The company(ies) or people who control the licensee's business: CENTREPOINT WEALTH PTY LTD
    The date the Financial Adviser commenced the appointment: 2010-01-22
    The date the Financial Adviser ceased the appointment: 2015-06-30
    Authorised Representative Name: INVESTMENT STRATEGISTS PTY. LTD.
    Authorised Representative Number: 000252577
    Rep Appointed ABN: 51079970960
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: ASX Securities - Kaplan ~ Diploma of Financial Planning - FPA ~ Fellow Charter Financial Practitioner - Mentor Education Group ~ Self Managed Super Fund Course - SPAA
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Financial Advisers (AFA) ~ SMSF Association

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.