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Financial Advisers: RICHARD ERIC SUTTIE Information

This is the detailed information about RICHARD ERIC SUTTIE, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000225410, the year the Financial Adviser first provided advice is 1993 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:09.

Financial Adviser Number: 000225410
Financial Adviser Name: RICHARD ERIC SUTTIE
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1993
Adviser Town: ABBOTSFORD
Adviser State: VIC
Adviser Country: Australia
  1. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: INTERPRAC FINANCIAL PLANNING PTY LTD
    Licence Number: 000246638
    Licence ABN: 14076093680
    The company(ies) or people who control the licensee's business: INTERPRAC LTD. ~ SEQUOIA FINANCIAL GROUP LTD ~ DOCSCENTRE PTY LTD [Date Ceased: 2017-12-15]
    The date the Financial Adviser commenced the appointment: 2015-03-02
    Authorised Representative Name: INTERPRAC FINANCIAL PLANNING PTY LTD
    Authorised Representative Number: 000246638
    Rep Appointed ABN: 14076093680
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Retirement Savings Account Products: 1
    Fin Securities: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Standard Margin Lending Facility: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Business - Chisolm (now Monash University) ~ Diploma of Finance Broking - National Finance Institute ~ PS146 - National Finance Institute
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Independently Owned Financial Professionals (AIOFP) ~ Finance Brokers Association of Australia ~ Financial Planning Association of Australia (FPA) ~ National Tax & Accountants' Association
  2. Financial Adviser Status: Ceased
    Name of the licence holder: CAPSTONE FINANCIAL PLANNING PTY LTD
    Licence Number: 000223135
    Licence ABN: 24093733969
    The date the Financial Adviser commenced the appointment: 2002-12-23
    The date the Financial Adviser ceased the appointment: 2015-02-28
    Authorised Representative Name: RICHARD ERIC SUTTIE
    Authorised Representative Number: 000225410
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Business - Chisolm (now Monash University) ~ Diploma of Finance Broking - National Finance Institute ~ PS146 - National Finance Institute
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Independently Owned Financial Professionals (AIOFP) ~ Finance Brokers Association of Australia ~ Financial Planning Association of Australia (FPA) ~ National Tax & Accountants' Association

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.