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Financial Advisers: CHRIS TSATRAFILIS Information

This is the detailed information about CHRIS TSATRAFILIS, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000226108, the year the Financial Adviser first provided advice is 1998 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:09.

Financial Adviser Number: 000226108
Financial Adviser Name: CHRIS TSATRAFILIS
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1998
Adviser Town: Melbourne
Adviser Country: Australia
Adviser Town: Melbourne
Adviser State: VIC
Adviser Country: Australia
  1. Financial Adviser Status: Ceased
    Name of the licence holder: WESTERN PACIFIC FINANCIAL GROUP PTY LTD
    Licence Number: 000224662
    Licence ABN: 35050159156
    The company(ies) or people who control the licensee's business: IOOF HOLDINGS LTD [Date Ceased: 2017-03-17]
    The date the Financial Adviser commenced the appointment: 2001-07-16
    The date the Financial Adviser ceased the appointment: 2012-04-18
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Science - Monash University ~ Certified Financial Planner - FPA
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA)
  2. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Ceased
    Name of the licence holder: WISDOM WEALTH PTY LTD
    Licence Number: 000488036
    The company(ies) or people who control the licensee's business: Robert NEGRI
    The date the Financial Adviser commenced the appointment: 2019-07-05
    The date the Financial Adviser ceased the appointment: 2020-04-30
    Authorised Representative Name: WISDOM WEALTH PTY LTD
    Authorised Representative Number: 000488036
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Science - Monash University ~ Certified Financial Planner - FPA
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA)
  3. Financial Adviser Status: Ceased
    Name of the licence holder: MERCER FINANCIAL ADVICE (AUSTRALIA) PTY LTD
    Licence Number: 000411766
    Licence ABN: 76153168293
    The company(ies) or people who control the licensee's business: Marsh Mercer Holdings (Australia) Pty Ltd ~ MERCER (AUSTRALIA) PTY LTD [Date Ceased: 2016-04-13]
    The date the Financial Adviser commenced the appointment: 2013-02-14
    The date the Financial Adviser ceased the appointment: 2014-02-14
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Science - Monash University ~ Certified Financial Planner - FPA
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA)
  4. Financial Adviser Status: Ceased
    Name of the licence holder: FIRST SAMUEL LIMITED
    Licence Number: 000225405
    Licence ABN: 51086243567
    The date the Financial Adviser commenced the appointment: 2014-03-03
    The date the Financial Adviser ceased the appointment: 2019-06-19
    Authorised Representative Name: FIRST SAMUEL LIMITED
    Authorised Representative Number: 000225405
    Rep Appointed ABN: 51086243567
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Science - Monash University ~ Certified Financial Planner - FPA
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA)
  5. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: FIRST SAMUEL LIMITED
    Licence Number: 000225405
    Licence ABN: 51086243567
    The date the Financial Adviser commenced the appointment: 2020-04-28
    Authorised Representative Name: FIRST SAMUEL LIMITED
    Authorised Representative Number: 000225405
    Rep Appointed ABN: 51086243567
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Managed Investment Schemes/MDA Services: 1
    Fin Retirement Savings Account Products: 1
    Fin Securities: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Standard Margin Lending Facility: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Science - Monash University ~ Certified Financial Planner - FPA
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA)
  6. Financial Adviser Status: Ceased
    Name of the licence holder: PROSOLUTION GROUP PTY LTD
    Licence Number: 000238449
    Licence ABN: 54096725370
    The date the Financial Adviser commenced the appointment: 2012-05-21
    The date the Financial Adviser ceased the appointment: 2012-10-30
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Science - Monash University ~ Certified Financial Planner - FPA
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA)

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.