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Financial Advisers: CHRISTOPHER JOHN PETER SAM Information

This is the detailed information about CHRISTOPHER JOHN PETER SAM, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000227576, the year the Financial Adviser first provided advice is 2002 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:10.

Financial Adviser Number: 000227576
Financial Adviser Name: CHRISTOPHER JOHN PETER SAM
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 2002
Adviser Town: Sanctuary Cove
Adviser State: QLD
Adviser Postcode: 4212
Adviser Country: Australia
  1. Financial Adviser Status: Ceased
    Name of the licence holder: PATRONUS RISK SPECIALISTS PTY LTD
    Licence Number: 000336982
    Licence ABN: 26135350882
    The date the Financial Adviser commenced the appointment: 2010-06-04
    The date the Financial Adviser ceased the appointment: 2011-12-23
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Economics - Macquarie University ~ Certified Financial Planner - FPA ~ Diploma of Financial Services (Financial Planning) - Mentor ~ Margin Lending - MLC ~ Self managed Super Funds Education Program - Financial Essentials
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Chartered Accountants Australia and New Zealand (CA ANZ)
  2. Financial Adviser Status: Ceased
    Name of the licence holder: MILLENNIUM 3 FINANCIAL SERVICES PTY LTD
    Licence Number: 000244252
    Licence ABN: 61094529987
    The company(ies) or people who control the licensee's business: IOOF HOLDINGS LTD ~ AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED [Date Ceased: 2018-10-05]
    The date the Financial Adviser commenced the appointment: 2012-09-17
    The date the Financial Adviser ceased the appointment: 2018-06-15
    Authorised Representative Name: MILLENNIUM 3 FINANCIAL SERVICES PTY LTD
    Authorised Representative Number: 000244252
    Rep Appointed ABN: 61094529987
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Economics - Macquarie University ~ Certified Financial Planner - FPA ~ Diploma of Financial Services (Financial Planning) - Mentor ~ Margin Lending - MLC ~ Self managed Super Funds Education Program - Financial Essentials
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Chartered Accountants Australia and New Zealand (CA ANZ)
    Provides details on areas the Financial Adviser is restricted from giving advice on: Government Debentures, Stocks or Bonds - Class of product only.
  3. Financial Adviser Status: Ceased
    Name of the licence holder: SECURITOR FINANCIAL GROUP LTD
    Licence Number: 000240687
    Licence ABN: 48009189495
    The company(ies) or people who control the licensee's business: WESTPAC BANKING CORPORATION
    The date the Financial Adviser commenced the appointment: 2009-08-18
    The date the Financial Adviser ceased the appointment: 2010-06-30
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Economics - Macquarie University ~ Certified Financial Planner - FPA ~ Diploma of Financial Services (Financial Planning) - Mentor ~ Margin Lending - MLC ~ Self managed Super Funds Education Program - Financial Essentials
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Chartered Accountants Australia and New Zealand (CA ANZ)
  4. Financial Adviser Status: Ceased
    Name of the licence holder: POLITIS INVESTMENT STRATEGIES PTY LTD
    Licence Number: 000253125
    Licence ABN: 71106823241
    The date the Financial Adviser commenced the appointment: 2010-08-16
    The date the Financial Adviser ceased the appointment: 2012-04-10
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Economics - Macquarie University ~ Certified Financial Planner - FPA ~ Diploma of Financial Services (Financial Planning) - Mentor ~ Margin Lending - MLC ~ Self managed Super Funds Education Program - Financial Essentials
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Chartered Accountants Australia and New Zealand (CA ANZ)
  5. Financial Adviser Status: Ceased
    Name of the licence holder: APOGEE FINANCIAL PLANNING LIMITED
    Licence Number: 000230689
    Licence ABN: 28056426932
    The company(ies) or people who control the licensee's business: MLC WEALTH LIMITED ~ NATIONAL AUSTRALIA BANK LIMITED
    The date the Financial Adviser commenced the appointment: 2012-04-24
    The date the Financial Adviser ceased the appointment: 2012-09-17
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Economics - Macquarie University ~ Certified Financial Planner - FPA ~ Diploma of Financial Services (Financial Planning) - Mentor ~ Margin Lending - MLC ~ Self managed Super Funds Education Program - Financial Essentials
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Chartered Accountants Australia and New Zealand (CA ANZ)
  6. Financial Adviser Status: Ceased
    Name of the licence holder: RISK ADVICE SPECIALISTS PTY LTD
    Licence Number: 000412709
    Licence ABN: 27153718079
    The company(ies) or people who control the licensee's business: MACQUARIE GROUP LIMITED
    The date the Financial Adviser commenced the appointment: 2011-12-23
    The date the Financial Adviser ceased the appointment: 2012-04-23
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Economics - Macquarie University ~ Certified Financial Planner - FPA ~ Diploma of Financial Services (Financial Planning) - Mentor ~ Margin Lending - MLC ~ Self managed Super Funds Education Program - Financial Essentials
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Chartered Accountants Australia and New Zealand (CA ANZ)
  7. Financial Adviser Status: Ceased
    Name of the licence holder: TMG LICENSEE SERVICES PTY LTD
    Licence Number: 000325652
    Licence ABN: 50103881296
    The company(ies) or people who control the licensee's business: TMGLS HOLDINGS PTY LTD
    The date the Financial Adviser commenced the appointment: 2018-06-15
    The date the Financial Adviser ceased the appointment: 2018-12-11
    Authorised Representative Name: TMG LICENSEE SERVICES PTY LTD
    Authorised Representative Number: 000325652
    Rep Appointed ABN: 50103881296
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Economics - Macquarie University ~ Certified Financial Planner - FPA ~ Diploma of Financial Services (Financial Planning) - Mentor ~ Margin Lending - MLC ~ Self managed Super Funds Education Program - Financial Essentials
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Chartered Accountants Australia and New Zealand (CA ANZ)
  8. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: TMG LICENSEE SERVICES PTY LTD
    Licence Number: 000325652
    Licence ABN: 50103881296
    The company(ies) or people who control the licensee's business: TMGLS HOLDINGS PTY LTD
    The date the Financial Adviser commenced the appointment: 2018-12-12
    Authorised Representative Name: TMG LICENSEE SERVICES PTY LTD
    Authorised Representative Number: 000325652
    Rep Appointed ABN: 50103881296
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Retirement Savings Account Products: 1
    Fin Securities: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Standard Margin Lending Facility: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Economics - Macquarie University ~ Certified Financial Planner - FPA ~ Diploma of Financial Services (Financial Planning) - Mentor ~ Margin Lending - MLC ~ Self managed Super Funds Education Program - Financial Essentials
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Chartered Accountants Australia and New Zealand (CA ANZ)

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.