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Financial Advisers: DOUGLAS ANDREW GORDON HENDERSON Information

This is the detailed information about DOUGLAS ANDREW GORDON HENDERSON, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000227735, the year the Financial Adviser first provided advice is 2003 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:10.

Financial Adviser Number: 000227735
Financial Adviser Name: DOUGLAS ANDREW GORDON HENDERSON
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 2003
Adviser Town: EAST BRISBANE
Adviser Country: Australia
Adviser Town: East Brisbane
Adviser State: QLD
Adviser Postcode: 4169
Adviser Country: Australia
  1. Financial Adviser Status: Ceased
    Name of the licence holder: A.C.N. 140 520 225 PTY LTD
    Licence Number: 000345905
    Licence ABN: 28140520225
    The date the Financial Adviser commenced the appointment: 2015-10-26
    The date the Financial Adviser ceased the appointment: 2018-06-08
    Authorised Representative Name: A.C.N. 140 520 225 PTY LTD
    Authorised Representative Number: 000345905
    Rep Appointed ABN: 28140520225
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Arts in Service Sector Management - Glasgow Caledonian University ~ DPML Margin Lending - Pinnacle Services Academy ~ Graduate Certificate in Applied Finance - Kaplan ~ Self Managed Superannuation Funds - Mentor
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Financial Advisers (AFA) ~ Financial Services Institute of Australasia - FINSIA
  2. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Ceased
    Name of the licence holder: MYPLANNER PROFESSIONAL SERVICES PTY LTD
    Licence Number: 000425542
    Licence ABN: 51159696830
    The company(ies) or people who control the licensee's business: ANVIA (AUSTRALIA) PTY LTD [Date Ceased: 2020-06-24]
    The date the Financial Adviser commenced the appointment: 2018-06-08
    The date the Financial Adviser ceased the appointment: 2020-05-20
    Authorised Representative Name: MYPLANNER PROFESSIONAL SERVICES PTY LTD
    Authorised Representative Number: 000425542
    Rep Appointed ABN: 51159696830
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Arts in Service Sector Management - Glasgow Caledonian University ~ DPML Margin Lending - Pinnacle Services Academy ~ Graduate Certificate in Applied Finance - Kaplan ~ Self Managed Superannuation Funds - Mentor
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Financial Advisers (AFA) ~ Financial Services Institute of Australasia - FINSIA
    Provides details on areas the Financial Adviser is restricted from giving advice on: Advice on superannuation excludes self managed superannuation funds.
  3. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: GRANGE FINANCIAL SERVICES PTY. LTD.
    Licence Number: 000488609
    Licence ABN: 29612321383
    The company(ies) or people who control the licensee's business: Andrew John BAXTER
    The date the Financial Adviser commenced the appointment: 2020-05-21
    Authorised Representative Name: GRANGE FINANCIAL SERVICES PTY. LTD.
    Authorised Representative Number: 000488609
    Rep Appointed ABN: 29612321383
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Derivatives: 1
    Fin Foreign Exchange Contracts: 1
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Securities: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Arts in Service Sector Management - Glasgow Caledonian University ~ DPML Margin Lending - Pinnacle Services Academy ~ Graduate Certificate in Applied Finance - Kaplan ~ Self Managed Superannuation Funds - Mentor
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Financial Advisers (AFA) ~ Financial Services Institute of Australasia - FINSIA
  4. Financial Adviser Status: Ceased
    Name of the licence holder: HILLROSS FINANCIAL SERVICES LIMITED
    Licence Number: 000232705
    Licence ABN: 77003323055
    The company(ies) or people who control the licensee's business: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 2016-02-27]
    The date the Financial Adviser commenced the appointment: 2014-08-26
    The date the Financial Adviser ceased the appointment: 2015-10-23
    Authorised Representative Name: HILLROSS FINANCIAL SERVICES LIMITED
    Authorised Representative Number: 000232705
    Rep Appointed ABN: 77003323055
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Arts in Service Sector Management - Glasgow Caledonian University ~ DPML Margin Lending - Pinnacle Services Academy ~ Graduate Certificate in Applied Finance - Kaplan ~ Self Managed Superannuation Funds - Mentor
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Financial Advisers (AFA) ~ Financial Services Institute of Australasia - FINSIA
    Provides details on areas the Financial Adviser is restricted from giving advice on: MDA services are restricted to Limited Authority to Operate services. One off licensee approval is required for all products which are either not on the approved product list or Derivatives.

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.