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Financial Advisers: STEPHEN WARRINGTON WILFRED HURFORD Information

This is the detailed information about STEPHEN WARRINGTON WILFRED HURFORD, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000228808, the year the Financial Adviser first provided advice is 2003 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:10.

Financial Adviser Number: 000228808
Financial Adviser Name: STEPHEN WARRINGTON WILFRED HURFORD
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 2003
  1. Financial Adviser Status: Ceased
    Name of the licence holder: WARRINGTON SCOTT FINANCIAL CONSULTANTS PTY LTD
    Licence Number: 000227168
    Licence ABN: 59057828878
    The date the Financial Adviser commenced the appointment: 2003-04-11
    The date the Financial Adviser ceased the appointment: 2016-04-01
    Authorised Representative Name: WARRINGTON SCOTT FINANCIAL CONSULTANTS PTY LTD
    Authorised Representative Number: 000227168
    Rep Appointed ABN: 59057828878
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Certificate in Financial Markets - Securities Institute of Australia ~ Certified Financial Planner - Financial Planning Association ~ Self-managed super funds - Financial Services Institute of Australasia
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA) ~ Tax Practitioners Board
  2. Financial Adviser Status: Current
    Name of the licence holder: WARRINGTON PRIVATE WEALTH PTY LTD
    Licence Number: 000481561
    The company(ies) or people who control the licensee's business: Stephen Warrington Wilfred HURFORD
    The date the Financial Adviser commenced the appointment: 2016-02-01
    Authorised Representative Name: WARRINGTON PRIVATE WEALTH PTY LTD
    Authorised Representative Number: 000481561
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Retirement Savings Account Products: 1
    Fin Securities: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Certificate in Financial Markets - Securities Institute of Australia ~ Certified Financial Planner - Financial Planning Association ~ Self-managed super funds - Financial Services Institute of Australasia
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA) ~ Tax Practitioners Board

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.