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Financial Advisers: ADRIAN JOHN CASSIDY Information

This is the detailed information about ADRIAN JOHN CASSIDY, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000228934, the year the Financial Adviser first provided advice is 1989 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:10.

Financial Adviser Number: 000228934
Financial Adviser Name: ADRIAN JOHN CASSIDY
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1989
  1. Financial Adviser Status: Ceased
    Name of the licence holder: MERLEA INVESTMENTS PTY LTD
    Licence Number: 000226415
    Licence ABN: 38062546516
    The date the Financial Adviser commenced the appointment: 2001-12-01
    The date the Financial Adviser ceased the appointment: 2011-04-30
    Disciplinary actions start date against the Financial Adviser: 2019-11-14
    Disciplinary actions end date against the Financial Adviser: 2025-11-13
    Disciplinary action type: Disciplinary action
  2. Financial Adviser Status: Ceased
    Name of the licence holder: THE ADVICE EXCHANGE PTY LTD
    Licence Number: 000278937
    Licence ABN: 55107629194
    The company(ies) or people who control the licensee's business: ADVICE EXCHANGE SOLUTIONS PTY LTD
    The date the Financial Adviser commenced the appointment: 2017-12-02
    The date the Financial Adviser ceased the appointment: 2018-06-29
    Authorised Representative Name: THE ADVICE EXCHANGE PTY LTD
    Authorised Representative Number: 000278937
    Rep Appointed ABN: 55107629194
    Disciplinary actions start date against the Financial Adviser: 2019-11-14
    Disciplinary actions end date against the Financial Adviser: 2025-11-13
    Disciplinary action type: Disciplinary action
    Provides details on areas the Financial Adviser is restricted from giving advice on: Authority excludes ability to provide credit services
  3. Financial Adviser Status: Ceased
    Name of the licence holder: GODFREY PEMBROKE LIMITED
    Licence Number: 000230690
    Licence ABN: 23002336254
    The company(ies) or people who control the licensee's business: MLC WEALTH LIMITED ~ NATIONAL AUSTRALIA BANK LIMITED
    The date the Financial Adviser commenced the appointment: 2011-05-01
    The date the Financial Adviser ceased the appointment: 2017-12-01
    Authorised Representative Name: GODFREY PEMBROKE LIMITED
    Authorised Representative Number: 000230690
    Rep Appointed ABN: 23002336254
    Disciplinary actions start date against the Financial Adviser: 2019-11-14
    Disciplinary actions end date against the Financial Adviser: 2025-11-13
    Disciplinary action type: Disciplinary action

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.