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Financial Advisers: FRANK COLIN GROSSER Information

This is the detailed information about FRANK COLIN GROSSER, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000229290, the year the Financial Adviser first provided advice is 1992 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:10.

Financial Adviser Number: 000229290
Financial Adviser Name: FRANK COLIN GROSSER
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1992
Adviser Town: MILE END
Adviser Country: Australia
Adviser Town: Mile End
Adviser State: SA
Adviser Country: Australia
  1. Financial Adviser Status: Ceased
    Name of the licence holder: SEAGRIMS PTY LTD
    Licence Number: 000229449
    Licence ABN: 93008123699
    The date the Financial Adviser commenced the appointment: 2007-11-08
    The date the Financial Adviser ceased the appointment: 2011-07-01
    Authorised Representative Name: FRANK COLIN GROSSER
    Authorised Representative Number: 000229290
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ RG146 Margin Lending - Kaplan Australia
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA) ~ Institute of Public Accountants (IPA)
  2. Financial Adviser Status: Ceased
    Name of the licence holder: WEALTHSURE PTY LTD
    Licence Number: 000238030
    Licence ABN: 93097405108
    The date the Financial Adviser commenced the appointment: 2011-07-12
    The date the Financial Adviser ceased the appointment: 2013-06-11
    Authorised Representative Name: FRANK COLIN GROSSER
    Authorised Representative Number: 000229290
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ RG146 Margin Lending - Kaplan Australia
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA) ~ Institute of Public Accountants (IPA)
  3. Financial Adviser Status: Ceased
    Name of the licence holder: FISHER GRAHAM WEALTH PRIVATE PTY LTD
    Licence Number: 000226244
    Licence ABN: 43102724952
    The date the Financial Adviser commenced the appointment: 2003-05-13
    The date the Financial Adviser ceased the appointment: 2011-02-06
    Authorised Representative Name: FRANK COLIN GROSSER
    Authorised Representative Number: 000229290
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ RG146 Margin Lending - Kaplan Australia
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA) ~ Institute of Public Accountants (IPA)
  4. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Ceased
    Name of the licence holder: GODFREY PEMBROKE LIMITED
    Licence Number: 000230690
    Licence ABN: 23002336254
    The company(ies) or people who control the licensee's business: MLC WEALTH LIMITED ~ NATIONAL AUSTRALIA BANK LIMITED
    The date the Financial Adviser commenced the appointment: 2013-06-13
    The date the Financial Adviser ceased the appointment: 2020-03-20
    Authorised Representative Name: GODFREY PEMBROKE LIMITED
    Authorised Representative Number: 000230690
    Rep Appointed ABN: 23002336254
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ RG146 Margin Lending - Kaplan Australia
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA) ~ Institute of Public Accountants (IPA)
  5. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: LJFD PTY LTD
    Licence Number: 000438458
    Licence ABN: 66161715304
    The company(ies) or people who control the licensee's business: HEARD FINANCIAL PTY LTD
    The date the Financial Adviser commenced the appointment: 2020-03-23
    Authorised Representative Name: LJFD PTY LTD
    Authorised Representative Number: 000438458
    Rep Appointed ABN: 66161715304
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Retirement Savings Account Products: 1
    Fin Securities: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Standard Margin Lending Facility: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ RG146 Margin Lending - Kaplan Australia
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA) ~ Institute of Public Accountants (IPA)

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.