You are here

Home » Financial Adviser

Financial Advisers: GAVIN BRUCE HART Information

This is the detailed information about GAVIN BRUCE HART, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000229518, the year the Financial Adviser first provided advice is 2000 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:10.

Financial Adviser Number: 000229518
Financial Adviser Name: GAVIN BRUCE HART
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 2000
Adviser Town: Milton
Adviser State: NSW
Adviser Postcode: 2538
Adviser Country: Australia
  1. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: LIBERTAS FINANCIAL PLANNING PTY LTD
    Licence Number: 000429718
    Licence ABN: 27160419134
    The company(ies) or people who control the licensee's business: SEQUOIA FINANCIAL GROUP LTD
    The date the Financial Adviser commenced the appointment: 2016-06-01
    Authorised Representative Name: LIBERTAS FINANCIAL PLANNING PTY LTD
    Authorised Representative Number: 000429718
    Rep Appointed ABN: 27160419134
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Retirement Savings Account Products: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Standard Margin Lending Facility: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Graduate Diploma Applied Finance and Investment - Securities Institute ~ Margin Lending & Geared Investments Adviser Accreditation - Kaplan ~ Risk Management - Kaplan ~ Statement of Compliance - Securities Institute
  2. Financial Adviser Status: Ceased
    Name of the licence holder: ACTUATE ALLIANCE SERVICES PTY LTD
    Licence Number: 000240959
    Licence ABN: 40083233925
    The company(ies) or people who control the licensee's business: IOOF HOLDINGS LTD
    The date the Financial Adviser commenced the appointment: 2008-05-01
    The date the Financial Adviser ceased the appointment: 2013-03-01
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Graduate Diploma Applied Finance and Investment - Securities Institute ~ Margin Lending & Geared Investments Adviser Accreditation - Kaplan ~ Risk Management - Kaplan ~ Statement of Compliance - Securities Institute
  3. Financial Adviser Status: Ceased
    Name of the licence holder: WESTERN PACIFIC FINANCIAL GROUP PTY LTD
    Licence Number: 000224662
    Licence ABN: 35050159156
    The company(ies) or people who control the licensee's business: IOOF HOLDINGS LTD [Date Ceased: 2017-03-17]
    The date the Financial Adviser commenced the appointment: 2013-03-01
    The date the Financial Adviser ceased the appointment: 2016-06-01
    Authorised Representative Name: WESTERN PACIFIC FINANCIAL GROUP PTY LTD
    Authorised Representative Number: 000224662
    Rep Appointed ABN: 35050159156
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Graduate Diploma Applied Finance and Investment - Securities Institute ~ Margin Lending & Geared Investments Adviser Accreditation - Kaplan ~ Risk Management - Kaplan ~ Statement of Compliance - Securities Institute
    Provides details on areas the Financial Adviser is restricted from giving advice on: Can advise on Superannuation except Self Managed Superannuation Funds

Click here to purchase Australia company credit reports, helping you understand the target company's background, financial status, risk assessment, and other key information to provide strong support for your business decisions.



Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.