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Financial Advisers: KATRINA GAY Information

This is the detailed information about KATRINA GAY, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000229525, the year the Financial Adviser first provided advice is 2002 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:10.

Financial Adviser Number: 000229525
Financial Adviser Name: KATRINA GAY
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 2002
Adviser Town: Balnarring
Adviser State: VIC
Adviser Postcode: 3926
Adviser Country: Australia
  1. Financial Adviser Status: Ceased
    Name of the licence holder: CAPSTONE FINANCIAL PLANNING PTY LTD
    Licence Number: 000223135
    Licence ABN: 24093733969
    The date the Financial Adviser commenced the appointment: 2014-07-09
    The date the Financial Adviser ceased the appointment: 2018-06-30
    Authorised Representative Name: CAPSTONE FINANCIAL PLANNING PTY LTD
    Authorised Representative Number: 000223135
    Rep Appointed ABN: 24093733969
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Engineering (Hons) - Civil Engineering - Monash University ~ Diploma of Financial Planning - Financial Planning Association of Australia (FPA)
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA)
  2. Financial Adviser Status: Ceased
    Name of the licence holder: CUSTOM WEALTH SOLUTIONS DEALER SERVICES PTY LTD
    Licence Number: 000301642
    Licence ABN: 86110682196
    The date the Financial Adviser commenced the appointment: 2013-04-30
    The date the Financial Adviser ceased the appointment: 2014-07-08
    Authorised Representative Name: KATRINA GAY
    Authorised Representative Number: 000229525
    Rep Appointed ABN: 31810563956
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Engineering (Hons) - Civil Engineering - Monash University ~ Diploma of Financial Planning - Financial Planning Association of Australia (FPA)
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA)
  3. Financial Adviser Status: Ceased
    Name of the licence holder: THE SALISBURY GROUP PTY LTD
    Licence Number: 000225379
    Licence ABN: 51089332918
    The date the Financial Adviser commenced the appointment: 2003-03-01
    The date the Financial Adviser ceased the appointment: 2013-04-24
    Authorised Representative Name: KATRINA GAY
    Authorised Representative Number: 000229525
    Rep Appointed ABN: 31810563956
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Engineering (Hons) - Civil Engineering - Monash University ~ Diploma of Financial Planning - Financial Planning Association of Australia (FPA)
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA)
  4. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: CAPSTONE FINANCIAL PLANNING PTY LTD
    Licence Number: 000223135
    Licence ABN: 24093733969
    The date the Financial Adviser commenced the appointment: 2018-07-01
    Authorised Representative Name: NICHOLSON FINANCIAL PLANNING PTY LTD
    Authorised Representative Number: 001265225
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Retirement Savings Account Products: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Engineering (Hons) - Civil Engineering - Monash University ~ Diploma of Financial Planning - Financial Planning Association of Australia (FPA)
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA)

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.