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Financial Advisers: MARLON ANTHONY JUDE LA BROOY Information

This is the detailed information about MARLON ANTHONY JUDE LA BROOY, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000229535, the year the Financial Adviser first provided advice is 1999 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:10.

Financial Adviser Number: 000229535
Financial Adviser Name: MARLON ANTHONY JUDE LA BROOY
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1999
  1. Financial Adviser Status: Ceased
    Name of the licence holder: GUARDIANFP LTD
    Licence Number: 000237641
    Licence ABN: 40003677334
    The company(ies) or people who control the licensee's business: SUNCORP GROUP LIMITED
    The date the Financial Adviser commenced the appointment: 2013-02-15
    The date the Financial Adviser ceased the appointment: 2014-11-14
  2. Financial Adviser Status: Ceased
    Name of the licence holder: AAA FINANCIAL INTELLIGENCE LTD
    Licence Number: 000312478
    Licence ABN: 23093616445
    The date the Financial Adviser commenced the appointment: 2007-09-03
    The date the Financial Adviser ceased the appointment: 2013-02-14
  3. Financial Adviser Status: Ceased
    Name of the licence holder: GOLD FINANCIAL PTY LTD
    Licence Number: 000291389
    Licence ABN: 50113653946
    The date the Financial Adviser commenced the appointment: 2014-12-19
    The date the Financial Adviser ceased the appointment: 2017-04-28
    Authorised Representative Name: GOLD FINANCIAL PTY LTD
    Authorised Representative Number: 000291389
    Rep Appointed ABN: 50113653946
    Provides details on areas the Financial Adviser is restricted from giving advice on: Gold Financial does not allow me to provide advice in specific consumer credit assistance, general insurance, self managed superannuation funds, credit, securities and margin lending

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.