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Financial Advisers: DOUGLAS JAMES COLLINS Information

This is the detailed information about DOUGLAS JAMES COLLINS, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000229684, the year the Financial Adviser first provided advice is 1989 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:10.

Financial Adviser Number: 000229684
Financial Adviser Name: DOUGLAS JAMES COLLINS
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1989
  1. Financial Adviser Status: Ceased
    Name of the licence holder: CHPW FINANCIAL PTY LTD
    Licence Number: 000280201
    Licence ABN: 78110598368
    The date the Financial Adviser commenced the appointment: 2015-08-31
    The date the Financial Adviser ceased the appointment: 2019-05-02
    Authorised Representative Name: CHPW FINANCIAL PTY LTD
    Authorised Representative Number: 000280201
    Rep Appointed ABN: 78110598368
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Diploma Financial Planning (DFP) - Deakin University ~ Margin Lending and Geared Investments - Kaplan Professional
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Financial Advisers (AFA)
  2. Financial Adviser Status: Ceased
    Name of the licence holder: FINANCIAL WISDOM LIMITED
    Licence Number: 000231138
    Licence ABN: 70006646108
    The company(ies) or people who control the licensee's business: COMMONWEALTH BANK OF AUSTRALIA
    The date the Financial Adviser commenced the appointment: 2006-06-28
    The date the Financial Adviser ceased the appointment: 2011-04-01
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Diploma Financial Planning (DFP) - Deakin University ~ Margin Lending and Geared Investments - Kaplan Professional
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Financial Advisers (AFA)
  3. Financial Adviser Status: Ceased
    Name of the licence holder: CONSULTUM FINANCIAL ADVISERS PTY LTD
    Licence Number: 000230323
    Licence ABN: 65006373995
    The company(ies) or people who control the licensee's business: IOOF HOLDINGS LTD
    The date the Financial Adviser commenced the appointment: 2012-10-12
    The date the Financial Adviser ceased the appointment: 2015-07-28
    Authorised Representative Name: CONSULTUM FINANCIAL ADVISERS PTY LTD
    Authorised Representative Number: 000230323
    Rep Appointed ABN: 65006373995
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Diploma Financial Planning (DFP) - Deakin University ~ Margin Lending and Geared Investments - Kaplan Professional
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Financial Advisers (AFA)
  4. Financial Adviser Status: Current
    Name of the licence holder: AWFP GROUP PTY LTD
    Licence Number: 000506819
    The company(ies) or people who control the licensee's business: Samuel RUTECKI
    The date the Financial Adviser commenced the appointment: 2019-05-03
    Authorised Representative Name: AWFP GROUP PTY LTD
    Authorised Representative Number: 000506819
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Retirement Savings Account Products: 1
    Fin Securities: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Diploma Financial Planning (DFP) - Deakin University ~ Margin Lending and Geared Investments - Kaplan Professional
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Financial Advisers (AFA)
  5. Financial Adviser Status: Ceased
    Name of the licence holder: AUSTRALIAN PLANNING SERVICES PTY LTD
    Licence Number: 000225982
    Licence ABN: 55010521810
    The company(ies) or people who control the licensee's business: HEINE BROTHERS PTY LTD [Date Ceased: 2019-06-19] ~ Michael Max HEINE [Date Ceased: 2019-06-19] ~ NETWEALTH HOLDINGS LIMITED [Date Ceased: 2017-11-09]
    The date the Financial Adviser commenced the appointment: 2011-04-01
    The date the Financial Adviser ceased the appointment: 2012-10-12
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Diploma Financial Planning (DFP) - Deakin University ~ Margin Lending and Geared Investments - Kaplan Professional
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Financial Advisers (AFA)

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.