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Financial Advisers: SCOTT DOUGLAS STANLEY Information

This is the detailed information about SCOTT DOUGLAS STANLEY, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000229835, the year the Financial Adviser first provided advice is 1993 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:10.

Financial Adviser Number: 000229835
Financial Adviser Name: SCOTT DOUGLAS STANLEY
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1993
Adviser Town: Mount Pleasant
Adviser State: WA
Adviser Postcode: 6153
Adviser Country: Australia
  1. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: RICHMOND WEALTH PTY LTD
    Licence Number: 000461605
    Licence ABN: 84600426391
    The date the Financial Adviser commenced the appointment: 2014-09-01
    Authorised Representative Name: RICHMOND PRIVATE WEALTH PTY LTD
    Authorised Representative Number: 000463802
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Managed Investment Schemes/MDA Services: 1
    Fin Retirement Savings Account Products: 1
    Fin Securities: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Standard Margin Lending Facility: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Business - Edith Cowan University ~ Graduate Diploma of Financial Planning - Securities Institute of Australia ~ SMSF Specialist Advisor - SMSF Association
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA)
  2. Financial Adviser Status: Ceased
    Name of the licence holder: REDWOOD WEALTH ALLIANCE PTY LTD
    Licence Number: 000227870
    Licence ABN: 54085130187
    The company(ies) or people who control the licensee's business: COTT INVEST PTY LTD
    The date the Financial Adviser commenced the appointment: 1998-04-01
    The date the Financial Adviser ceased the appointment: 2014-08-30
    Authorised Representative Name: SCOTT DOUGLAS STANLEY
    Authorised Representative Number: 000229835
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Business - Edith Cowan University ~ Graduate Diploma of Financial Planning - Securities Institute of Australia ~ SMSF Specialist Advisor - SMSF Association
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA)

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.