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Financial Advisers: ANDREW NEIL PRINCE Information

This is the detailed information about ANDREW NEIL PRINCE, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000230507, the year the Financial Adviser first provided advice is 1992 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:10.

Financial Adviser Number: 000230507
Financial Adviser Name: ANDREW NEIL PRINCE
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1992
  1. Financial Adviser Status: Ceased
    Name of the licence holder: SELF FUNDED RETIREMENT PLANNERS PTY LTD
    Licence Number: 000229456
    Licence ABN: 69093267531
    The date the Financial Adviser commenced the appointment: 2003-07-01
    The date the Financial Adviser ceased the appointment: 2015-03-23
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: ALPA - Kaplan ~ Certificate IV in Financial Services (Finance/Mortgage Broking) - AAMC Training Group ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ SMSF - Mentor
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA)
  2. Financial Adviser Status: Current
    Name of the licence holder: AURUM PLANNING PTY LTD
    Licence Number: 000344139
    Licence ABN: 19141418555
    The company(ies) or people who control the licensee's business: The Trustee for The Twilight Trust
    The date the Financial Adviser commenced the appointment: 2018-07-05
    Authorised Representative Name: AURUM PLANNING PTY LTD
    Authorised Representative Number: 000344139
    Rep Appointed ABN: 19141418555
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Retirement Savings Account Products: 1
    Fin Securities: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Standard Margin Lending Facility: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: ALPA - Kaplan ~ Certificate IV in Financial Services (Finance/Mortgage Broking) - AAMC Training Group ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ SMSF - Mentor
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA)
  3. Financial Adviser Status: Ceased
    Name of the licence holder: FORTNUM PRIVATE WEALTH LTD
    Licence Number: 000357306
    Licence ABN: 54139889535
    The company(ies) or people who control the licensee's business: FORTNUM PRIVATE WEALTH LTD
    The date the Financial Adviser commenced the appointment: 2015-05-20
    The date the Financial Adviser ceased the appointment: 2019-12-24
    Authorised Representative Name: FORTNUM PRIVATE WEALTH LTD
    Authorised Representative Number: 000357306
    Rep Appointed ABN: 54139889535
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: ALPA - Kaplan ~ Certificate IV in Financial Services (Finance/Mortgage Broking) - AAMC Training Group ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ SMSF - Mentor
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA)

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.