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Financial Advisers: DANIEL PETER ETHERINGTON Information

This is the detailed information about DANIEL PETER ETHERINGTON, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000230554, the year the Financial Adviser first provided advice is 1994 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:10.

Financial Adviser Number: 000230554
Financial Adviser Name: DANIEL PETER ETHERINGTON
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1994
Adviser Town: Dianella
Adviser State: WA
Adviser Country: Australia
  1. Financial Adviser Status: Ceased
    Name of the licence holder: APOGEE FINANCIAL PLANNING LIMITED
    Licence Number: 000230689
    Licence ABN: 28056426932
    The company(ies) or people who control the licensee's business: MLC WEALTH LIMITED ~ NATIONAL AUSTRALIA BANK LIMITED
    The date the Financial Adviser commenced the appointment: 2004-06-30
    The date the Financial Adviser ceased the appointment: 2016-07-11
    Authorised Representative Name: APOGEE FINANCIAL PLANNING LIMITED
    Authorised Representative Number: 000230689
    Rep Appointed ABN: 28056426932
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Deakin University ~ FNSASICR503A Provide Advice in Margin Lending - MLC ~ SMSF Specialist Advisor (SSA) Accreditation - SMSF Association
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA) ~ SMSF Association ~ Tax Practitioners Board
  2. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: FITZPATRICKS PRIVATE WEALTH PTY LTD
    Licence Number: 000247429
    Licence ABN: 33093667595
    The company(ies) or people who control the licensee's business: FTZ TOPCO PTY LTD ~ ftz holdco pty ltd ~ ftz mezzco pty ltd ~ yorkway (victoria) bidco pty ltd
    The date the Financial Adviser commenced the appointment: 2016-07-12
    Authorised Representative Name: FITZPATRICKS PRIVATE WEALTH PTY LTD
    Authorised Representative Number: 000247429
    Rep Appointed ABN: 33093667595
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Managed Investment Schemes/MDA Services: 1
    Fin Retirement Savings Account Products: 1
    Fin Securities: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Standard Margin Lending Facility: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Deakin University ~ FNSASICR503A Provide Advice in Margin Lending - MLC ~ SMSF Specialist Advisor (SSA) Accreditation - SMSF Association
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA) ~ SMSF Association ~ Tax Practitioners Board

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.