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Financial Advisers: JAMES EDWARD DUDLEY Information

This is the detailed information about JAMES EDWARD DUDLEY, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000230568, the year the Financial Adviser first provided advice is 1992 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:10.

Financial Adviser Number: 000230568
Financial Adviser Name: JAMES EDWARD DUDLEY
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1992
Adviser Town: SOUTH YARRA
Adviser State: VIC
Adviser Postcode: 3141
Adviser Country: Australia
  1. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: HILLROSS FINANCIAL SERVICES LIMITED
    Licence Number: 000232705
    Licence ABN: 77003323055
    The company(ies) or people who control the licensee's business: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 2016-02-27]
    The date the Financial Adviser commenced the appointment: 2012-08-30
    Authorised Representative Name: HILLROSS FINANCIAL SERVICES LIMITED
    Authorised Representative Number: 000232705
    Rep Appointed ABN: 77003323055
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Derivatives: 1
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Retirement Savings Account Products: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Diploma of Financial Planning - RMIT University
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: CFP - Certified Financial Planner (FPA)
    Provides details on areas the Financial Adviser is restricted from giving advice on: Authorised in MDA services, which is restricted to Limited Authority to Operate services.One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
  2. Financial Adviser Status: Ceased
    Name of the licence holder: PRIMEPLAN SECURITIES PTY LTD
    Licence Number: 000229537
    Licence ABN: 59070507274
    The date the Financial Adviser commenced the appointment: 2000-07-01
    The date the Financial Adviser ceased the appointment: 2012-08-30
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Diploma of Financial Planning - RMIT University
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: CFP - Certified Financial Planner (FPA)

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.