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Financial Advisers: JOHN WILLIAM SIMPSON Information

This is the detailed information about JOHN WILLIAM SIMPSON, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000230999, the year the Financial Adviser first provided advice is 1992 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:11.

Financial Adviser Number: 000230999
Financial Adviser Name: JOHN WILLIAM SIMPSON
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1992
  1. Financial Adviser Status: Ceased
    Name of the licence holder: CONSULTUM FINANCIAL ADVISERS PTY LTD
    Licence Number: 000230323
    Licence ABN: 65006373995
    The company(ies) or people who control the licensee's business: IOOF HOLDINGS LTD
    The date the Financial Adviser commenced the appointment: 2003-07-21
    The date the Financial Adviser ceased the appointment: 2006-01-31
  2. Financial Adviser Status: Ceased
    Name of the licence holder: ALPHA INVESTMENT MANAGEMENT PTY LTD
    Licence Number: 000307379
    Licence ABN: 13122381908
    The company(ies) or people who control the licensee's business: STEINHARDT HOLDINGS PTY LTD
    The date the Financial Adviser commenced the appointment: 2012-03-20
    The date the Financial Adviser ceased the appointment: 2015-05-11
    Authorised Representative Name: ALPHA INVESTMENT MANAGEMENT PTY LTD
    Authorised Representative Number: 000307379
    Rep Appointed ABN: 13122381908
    Provides details on areas the Financial Adviser is restricted from giving advice on: Direct Equities - excludes direct equities advice SMSF - excludes advice on limited recourse borrowing arrangements and advice to set up SMSF
  3. Financial Adviser Status: Ceased
    Name of the licence holder: GUARDIANFP LTD
    Licence Number: 000237641
    Licence ABN: 40003677334
    The company(ies) or people who control the licensee's business: SUNCORP GROUP LIMITED
    The date the Financial Adviser commenced the appointment: 2006-03-17
    The date the Financial Adviser ceased the appointment: 2012-03-16

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.