You are here

Home » Financial Adviser

Financial Advisers: JAMES PETER HENDERSON Information

This is the detailed information about JAMES PETER HENDERSON, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000231056, the year the Financial Adviser first provided advice is 1989 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:11.

Financial Adviser Number: 000231056
Financial Adviser Name: JAMES PETER HENDERSON
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1989
  1. Financial Adviser Status: Ceased
    Name of the licence holder: WEALTH TODAY PTY LTD
    Licence Number: 000340289
    Licence ABN: 62133393263
    The company(ies) or people who control the licensee's business: WT FINANCIAL GROUP LIMITED
    The date the Financial Adviser commenced the appointment: 2018-07-06
    The date the Financial Adviser ceased the appointment: 2019-06-11
    Authorised Representative Name: WEALTH TODAY PTY LTD
    Authorised Representative Number: 000340289
    Rep Appointed ABN: 62133393263
  2. Financial Adviser Status: Ceased
    Name of the licence holder: NATIONAL AUSTRALIA BANK LIMITED
    Licence Number: 000230686
    Licence ABN: 12004044937
    The company(ies) or people who control the licensee's business: NATIONAL AUSTRALIA BANK LIMITED
    The date the Financial Adviser commenced the appointment: 2015-09-30
    The date the Financial Adviser ceased the appointment: 2015-10-22
    Authorised Representative Name: NATIONAL AUSTRALIA BANK LIMITED
    Authorised Representative Number: 000230686
    Rep Appointed ABN: 12004044937
  3. Financial Adviser Status: Ceased
    Name of the licence holder: FIDUCIAN FINANCIAL SERVICES PTY LTD
    Licence Number: 000231103
    Licence ABN: 46094765134
    The company(ies) or people who control the licensee's business: FIDUCIAN GROUP LIMITED
    The date the Financial Adviser commenced the appointment: 2014-04-04
    The date the Financial Adviser ceased the appointment: 2015-07-14
    Authorised Representative Name: FIDUCIAN FINANCIAL SERVICES PTY LTD
    Authorised Representative Number: 000231103
    Rep Appointed ABN: 46094765134
  4. Financial Adviser Status: Ceased
    Name of the licence holder: AFFINIA FINANCIAL ADVISERS LIMITED
    Licence Number: 000237857
    Licence ABN: 13085335397
    The date the Financial Adviser commenced the appointment: 2010-02-23
    The date the Financial Adviser ceased the appointment: 2012-04-23
  5. Financial Adviser Status: Ceased
    Name of the licence holder: DOVER FINANCIAL ADVISERS PTY LTD
    Licence Number: 000307248
    Licence ABN: 87112139321
    The company(ies) or people who control the licensee's business: TERRY MCMASTER [Date Ceased: 2018-08-01]
    The date the Financial Adviser commenced the appointment: 2017-05-12
    The date the Financial Adviser ceased the appointment: 2018-07-06
    Authorised Representative Name: DOVER FINANCIAL ADVISERS PTY LTD
    Authorised Representative Number: 000307248
    Rep Appointed ABN: 87112139321
  6. Financial Adviser Status: Ceased
    Name of the licence holder: AMP FINANCIAL PLANNING PTY LIMITED
    Licence Number: 000232706
    Licence ABN: 89051208327
    The company(ies) or people who control the licensee's business: AMP ADVICE HOLDINGS PTY LTD ~ AMP GROUP HOLDINGS LIMITED ~ AMP HOLDINGS LIMITED ~ AMP LIMITED ~ AMP WEALTH MANAGEMENT HOLDINGS PTY LTD ~ NATIONAL MUTUAL FUNDS MANAGEMENT (GLOBAL) LIMITED
    The date the Financial Adviser commenced the appointment: 2012-05-01
    The date the Financial Adviser ceased the appointment: 2013-06-24
  7. Financial Adviser Status: Ceased
    Name of the licence holder: AMP FINANCIAL PLANNING PTY LIMITED
    Licence Number: 000232706
    Licence ABN: 89051208327
    The company(ies) or people who control the licensee's business: AMP ADVICE HOLDINGS PTY LTD ~ AMP GROUP HOLDINGS LIMITED ~ AMP HOLDINGS LIMITED ~ AMP LIMITED ~ AMP WEALTH MANAGEMENT HOLDINGS PTY LTD ~ NATIONAL MUTUAL FUNDS MANAGEMENT (GLOBAL) LIMITED
    The date the Financial Adviser commenced the appointment: 2013-07-24
    The date the Financial Adviser ceased the appointment: 2014-03-06

Click here to purchase Australia company credit reports, helping you understand the target company's background, financial status, risk assessment, and other key information to provide strong support for your business decisions.



Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.