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Financial Advisers: STEPHEN ANTHONY MAHER Information

This is the detailed information about STEPHEN ANTHONY MAHER, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000231314, the year the Financial Adviser first provided advice is 1982 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:11.

Financial Adviser Number: 000231314
Financial Adviser Name: STEPHEN ANTHONY MAHER
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1982
Adviser Town: TAMWORTH
Adviser State: NSW
Adviser Country: Australia
  1. Financial Adviser Status: Ceased
    Name of the licence holder: MAHER DIGBY SECURITIES PTY LTD
    Licence Number: 000230559
    Licence ABN: 51073341812
    The date the Financial Adviser commenced the appointment: 2003-07-28
    The date the Financial Adviser ceased the appointment: 2018-04-18
    Authorised Representative Name: MAHER DIGBY SECURITIES PTY LTD
    Authorised Representative Number: 000230559
    Rep Appointed ABN: 51073341812
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Laws (Hons) - University of New England ~ Certificate of Accountancy - Tamworth TAFE ~ Certified Financial Planner - Financial Planning Association ~ Graduate Diploma Financial Management - University of New England ~ Masters Degree in Business Administration - University of New England
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Associate of Australian Society of Certified Practicing Accountants ~ Fellow of the Institute of Chartered Accountants In Australia ~ Financial Planning Association of Australia (FPA) ~ Taxation Institute of Australia
  2. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: MAHER SECURITIES PTY LTD
    Licence Number: 000504902
    The company(ies) or people who control the licensee's business: STEPHEN ANTHONY MAHER
    The date the Financial Adviser commenced the appointment: 2018-05-28
    Authorised Representative Name: MAHER SECURITIES PTY LTD
    Authorised Representative Number: 000504902
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Retirement Savings Account Products: 1
    Fin Securities: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Laws (Hons) - University of New England ~ Certificate of Accountancy - Tamworth TAFE ~ Certified Financial Planner - Financial Planning Association ~ Graduate Diploma Financial Management - University of New England ~ Masters Degree in Business Administration - University of New England
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Associate of Australian Society of Certified Practicing Accountants ~ Fellow of the Institute of Chartered Accountants In Australia ~ Financial Planning Association of Australia (FPA) ~ Taxation Institute of Australia
  3. Financial Adviser Status: Ceased
    Name of the licence holder: MAHER DIGBY SECURITIES PTY LTD
    Licence Number: 000230559
    Licence ABN: 51073341812
    The date the Financial Adviser commenced the appointment: 1996-05-28
    The date the Financial Adviser ceased the appointment: 2015-05-14
    Authorised Representative Name: STEPHEN ANTHONY MAHER
    Authorised Representative Number: 000231314
    Rep Appointed ABN: 55836956732
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Laws (Hons) - University of New England ~ Certificate of Accountancy - Tamworth TAFE ~ Certified Financial Planner - Financial Planning Association ~ Graduate Diploma Financial Management - University of New England ~ Masters Degree in Business Administration - University of New England
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Associate of Australian Society of Certified Practicing Accountants ~ Fellow of the Institute of Chartered Accountants In Australia ~ Financial Planning Association of Australia (FPA) ~ Taxation Institute of Australia

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.