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Financial Advisers: PAUL JOHNSON Information

This is the detailed information about PAUL JOHNSON, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000231377, the year the Financial Adviser first provided advice is 1998 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:11.

Financial Adviser Number: 000231377
Financial Adviser Name: PAUL JOHNSON
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1998
Adviser Town: Subiaco
Adviser State: WA
Adviser Country: Australia
  1. Financial Adviser Status: Ceased
    Name of the licence holder: COUNT FINANCIAL LIMITED
    Licence Number: 000227232
    Licence ABN: 19001974625
    The company(ies) or people who control the licensee's business: COUNT MEMBER FIRM PTY LTD ~ COUNTPLUS LIMITED ~ COMMONWEALTH BANK OF AUSTRALIA [Date Ceased: 2019-10-01]
    The date the Financial Adviser commenced the appointment: 1998-06-01
    The date the Financial Adviser ceased the appointment: 2012-10-03
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Financial Administration - University of New England ~ Diploma of Financial Planning - Financial Planning Association of Australia Limited ~ Margin Lending - Kaplan
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: CPA Australia (CPA) ~ SMSF Association
  2. Financial Adviser Status: Ceased
    Name of the licence holder: SECURITOR FINANCIAL GROUP LTD
    Licence Number: 000240687
    Licence ABN: 48009189495
    The company(ies) or people who control the licensee's business: WESTPAC BANKING CORPORATION
    The date the Financial Adviser commenced the appointment: 2012-10-04
    The date the Financial Adviser ceased the appointment: 2019-08-02
    Authorised Representative Name: SECURITOR FINANCIAL GROUP LTD
    Authorised Representative Number: 000240687
    Rep Appointed ABN: 48009189495
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Financial Administration - University of New England ~ Diploma of Financial Planning - Financial Planning Association of Australia Limited ~ Margin Lending - Kaplan
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: CPA Australia (CPA) ~ SMSF Association
  3. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: SENTRY ADVICE PTY LTD
    Licence Number: 000227748
    Licence ABN: 77103642888
    The company(ies) or people who control the licensee's business: SENTRY GROUP PTY LTD
    The date the Financial Adviser commenced the appointment: 2019-08-05
    Authorised Representative Name: JOHNSON & STEWART PTY LTD
    Authorised Representative Number: 000356129
    Rep Appointed ABN: 51125644322
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Retirement Savings Account Products: 1
    Fin Securities: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Standard Margin Lending Facility: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Financial Administration - University of New England ~ Diploma of Financial Planning - Financial Planning Association of Australia Limited ~ Margin Lending - Kaplan
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: CPA Australia (CPA) ~ SMSF Association

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.