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Financial Advisers: ROBIN FRANKS Information

This is the detailed information about ROBIN FRANKS, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000231437, the year the Financial Adviser first provided advice is 1994 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:11.

Financial Adviser Number: 000231437
Financial Adviser Name: ROBIN FRANKS
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1994
Adviser Town: Sydney
Adviser State: NSW
Adviser Country: Australia
  1. Financial Adviser Status: Ceased
    Name of the licence holder: MAGNITUDE GROUP PTY LTD
    Licence Number: 000221557
    Licence ABN: 54086266202
    The company(ies) or people who control the licensee's business: WESTPAC BANKING CORPORATION
    The date the Financial Adviser commenced the appointment: 2012-04-02
    The date the Financial Adviser ceased the appointment: 2019-07-03
    Authorised Representative Name: MAGNITUDE GROUP PTY LTD
    Authorised Representative Number: 000221557
    Rep Appointed ABN: 54086266202
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Statement of Attainment in RG146 Competencies - Kaplan Professional Education
  2. Financial Adviser Status: Ceased
    Name of the licence holder: COUNT FINANCIAL LIMITED
    Licence Number: 000227232
    Licence ABN: 19001974625
    The company(ies) or people who control the licensee's business: COUNT MEMBER FIRM PTY LTD ~ COUNTPLUS LIMITED ~ COMMONWEALTH BANK OF AUSTRALIA [Date Ceased: 2019-10-01]
    The date the Financial Adviser commenced the appointment: 2003-07-01
    The date the Financial Adviser ceased the appointment: 2012-03-29
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Statement of Attainment in RG146 Competencies - Kaplan Professional Education
  3. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: HARBOUR FINANCIAL GROUP PTY LTD
    Licence Number: 000515518
    The date the Financial Adviser commenced the appointment: 2019-07-04
    Authorised Representative Name: HARBOUR FINANCIAL GROUP PTY LTD
    Authorised Representative Number: 000515518
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Retirement Savings Account Products: 1
    Fin Securities: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Standard Margin Lending Facility: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Statement of Attainment in RG146 Competencies - Kaplan Professional Education

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.