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Financial Advisers: VINCENT YONGSENG LIO Information

This is the detailed information about VINCENT YONGSENG LIO, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000231505, the year the Financial Adviser first provided advice is 1992 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:11.

Financial Adviser Number: 000231505
Financial Adviser Name: VINCENT YONGSENG LIO
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1992
  1. Financial Adviser Status: Ceased
    Name of the licence holder: AUSTRALIAN UNITY PERSONAL FINANCIAL SERVICES LTD
    Licence Number: 000234459
    Licence ABN: 26098725145
    The company(ies) or people who control the licensee's business: AUSTRALIAN UNITY LIMITED
    The date the Financial Adviser commenced the appointment: 2019-03-29
    The date the Financial Adviser ceased the appointment: 2019-04-30
    Authorised Representative Name: AUSTRALIAN UNITY PERSONAL FINANCIAL SERVICES LTD
    Authorised Representative Number: 000234459
    Rep Appointed ABN: 26098725145
    Provides details on areas the Financial Adviser is restricted from giving advice on: Authorisation does not include Self Managed Superannuation Funds
  2. Financial Adviser Status: Ceased
    Name of the licence holder: COUNT FINANCIAL LIMITED
    Licence Number: 000227232
    Licence ABN: 19001974625
    The company(ies) or people who control the licensee's business: COUNT MEMBER FIRM PTY LTD ~ COUNTPLUS LIMITED ~ COMMONWEALTH BANK OF AUSTRALIA [Date Ceased: 2019-10-01]
    The date the Financial Adviser commenced the appointment: 2003-07-01
    The date the Financial Adviser ceased the appointment: 2019-03-26
    Authorised Representative Name: COUNT FINANCIAL LIMITED
    Authorised Representative Number: 000227232
    Rep Appointed ABN: 19001974625

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.