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Financial Advisers: DOUGLAS THOMSON Information

This is the detailed information about DOUGLAS THOMSON, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000231652, the year the Financial Adviser first provided advice is 1996 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:11.

Financial Adviser Number: 000231652
Financial Adviser Name: DOUGLAS THOMSON
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1996
Adviser Town: Hobart
Adviser State: TAS
Adviser Country: Australia
  1. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: SGN FINANCIAL PTY LTD
    Licence Number: 000490523
    Licence ABN: 40120395904
    The company(ies) or people who control the licensee's business: SGN FINANCIAL PTY LTD ~ Ralph WILSON [Date Ceased: 2020-07-20]
    The date the Financial Adviser commenced the appointment: 2019-05-17
    Authorised Representative Name: UNICA WEALTH PTY LTD
    Authorised Representative Number: 001007221
    Rep Appointed ABN: 14602564509
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Retirement Savings Account Products: 1
    Fin Securities: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Standard Margin Lending Facility: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor Of Commerce - University Of Tasmania ~ Margin Lending And Geared Investments - Kaplan Professional Education ~ Statement Of Attainment in RG146 - Kaplan Professional Education
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Institute Chartered Accountants of Australia ~ SMSF Professionals' Association of Australia ~ Taxation Institute of Australia
  2. Financial Adviser Status: Ceased
    Name of the licence holder: COUNT FINANCIAL LIMITED
    Licence Number: 000227232
    Licence ABN: 19001974625
    The company(ies) or people who control the licensee's business: COUNT MEMBER FIRM PTY LTD ~ COUNTPLUS LIMITED ~ COMMONWEALTH BANK OF AUSTRALIA [Date Ceased: 2019-10-01]
    The date the Financial Adviser commenced the appointment: 2003-07-01
    The date the Financial Adviser ceased the appointment: 2015-05-11
    Authorised Representative Name: COUNT FINANCIAL LIMITED
    Authorised Representative Number: 000227232
    Rep Appointed ABN: 19001974625
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor Of Commerce - University Of Tasmania ~ Margin Lending And Geared Investments - Kaplan Professional Education ~ Statement Of Attainment in RG146 - Kaplan Professional Education
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Institute Chartered Accountants of Australia ~ SMSF Professionals' Association of Australia ~ Taxation Institute of Australia
  3. Financial Adviser Status: Ceased
    Name of the licence holder: MAGNITUDE GROUP PTY LTD
    Licence Number: 000221557
    Licence ABN: 54086266202
    The company(ies) or people who control the licensee's business: WESTPAC BANKING CORPORATION
    The date the Financial Adviser commenced the appointment: 2015-05-15
    The date the Financial Adviser ceased the appointment: 2019-05-17
    Authorised Representative Name: UNICA WEALTH PTY LTD
    Authorised Representative Number: 001007221
    Rep Appointed ABN: 14602564509
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor Of Commerce - University Of Tasmania ~ Margin Lending And Geared Investments - Kaplan Professional Education ~ Statement Of Attainment in RG146 - Kaplan Professional Education
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Institute Chartered Accountants of Australia ~ SMSF Professionals' Association of Australia ~ Taxation Institute of Australia
    Provides details on areas the Financial Adviser is restricted from giving advice on: Excluding Self Managed Superannuation Funds

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.