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Financial Advisers: WAYNE DOSSETTO Information

This is the detailed information about WAYNE DOSSETTO, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000231795, the year the Financial Adviser first provided advice is 1998 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:11.

Financial Adviser Number: 000231795
Financial Adviser Name: WAYNE DOSSETTO
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1998
Adviser Town: Milton
Adviser Country: Australia
Adviser Town: Kedron
Adviser State: QLD
Adviser Country: Australia
  1. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Ceased
    Name of the licence holder: FORTNUM PRIVATE WEALTH LTD
    Licence Number: 000357306
    Licence ABN: 54139889535
    The company(ies) or people who control the licensee's business: FORTNUM PRIVATE WEALTH LTD
    The date the Financial Adviser commenced the appointment: 2019-09-16
    The date the Financial Adviser ceased the appointment: 2020-06-05
    Authorised Representative Name: FORTNUM PRIVATE WEALTH LTD
    Authorised Representative Number: 000357306
    Rep Appointed ABN: 54139889535
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Margin Lending and Geared Investments - Kaplan Professional Education ~ PS146 Compliance Program - Securities Institute of Australia ~ PS146 Compliance for Stockbrokers - Securities Institute of Australia ~ RG146 Compliance - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA)
  2. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: THE SMSF EXPERT PTY LTD
    Licence Number: 000445113
    Licence ABN: 17155686356
    The company(ies) or people who control the licensee's business: MERIT WEALTH PTY LTD
    The date the Financial Adviser commenced the appointment: 2020-06-24
    Authorised Representative Name: WD SUPER SOLUTIONS PTY LTD
    Authorised Representative Number: 001282216
    Rep Appointed ABN: 34639090761
    Fin Superannuation/Self-Managed Superannuation Fund: 1
    Fin Superannuation/A person's existing holding in a superannuation product: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provide Class of Product Advice – Superannuation: 1
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Margin Lending and Geared Investments - Kaplan Professional Education ~ PS146 Compliance Program - Securities Institute of Australia ~ PS146 Compliance for Stockbrokers - Securities Institute of Australia ~ RG146 Compliance - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA)
    Provides details on areas the Financial Adviser is restricted from giving advice on: Financial Product advice is limited to SMSF - Product class advice on superannuation
  3. Financial Adviser Status: Ceased
    Name of the licence holder: COUNT FINANCIAL LIMITED
    Licence Number: 000227232
    Licence ABN: 19001974625
    The company(ies) or people who control the licensee's business: COUNT MEMBER FIRM PTY LTD ~ COUNTPLUS LIMITED ~ COMMONWEALTH BANK OF AUSTRALIA [Date Ceased: 2019-10-01]
    The date the Financial Adviser commenced the appointment: 1998-03-30
    The date the Financial Adviser ceased the appointment: 2012-08-17
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Margin Lending and Geared Investments - Kaplan Professional Education ~ PS146 Compliance Program - Securities Institute of Australia ~ PS146 Compliance for Stockbrokers - Securities Institute of Australia ~ RG146 Compliance - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA)
  4. Financial Adviser Status: Ceased
    Name of the licence holder: SECURITOR FINANCIAL GROUP LTD
    Licence Number: 000240687
    Licence ABN: 48009189495
    The company(ies) or people who control the licensee's business: WESTPAC BANKING CORPORATION
    The date the Financial Adviser commenced the appointment: 2012-08-20
    The date the Financial Adviser ceased the appointment: 2019-09-13
    Authorised Representative Name: SECURITOR FINANCIAL GROUP LTD
    Authorised Representative Number: 000240687
    Rep Appointed ABN: 48009189495
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Margin Lending and Geared Investments - Kaplan Professional Education ~ PS146 Compliance Program - Securities Institute of Australia ~ PS146 Compliance for Stockbrokers - Securities Institute of Australia ~ RG146 Compliance - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA)

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.