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Financial Advisers: CARY FROST Information

This is the detailed information about CARY FROST, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000232200, the year the Financial Adviser first provided advice is 1996 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:12.

Financial Adviser Number: 000232200
Financial Adviser Name: CARY FROST
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1996
  1. Financial Adviser Status: Ceased
    Name of the licence holder: AWARE FINANCIAL SERVICES AUSTRALIA LIMITED
    Licence Number: 000238430
    Licence ABN: 86003742756
    The company(ies) or people who control the licensee's business: FSSSP FINANCIAL SERVICES PTY LIMITED ~ SAS TRUSTEE CORPORATION [Date Ceased: 2016-10-21]
    The date the Financial Adviser commenced the appointment: 2008-11-05
    The date the Financial Adviser ceased the appointment: 2010-03-16
  2. Financial Adviser Status: Ceased
    Name of the licence holder: SPECTRUM WEALTH ADVISERS PTY LTD
    Licence Number: 000334400
    Licence ABN: 57134661706
    The company(ies) or people who control the licensee's business: Freedom Insurance Group Pty Ltd [Date Ceased: 2020-02-14]
    The date the Financial Adviser commenced the appointment: 2011-02-24
    The date the Financial Adviser ceased the appointment: 2012-01-19
    Authorised Representative Name: CARY FROST
    Authorised Representative Number: 000232200
    Rep Appointed ABN: 68195069287
  3. Financial Adviser Status: Ceased
    Name of the licence holder: FIRST STATE SUPER FINANCIAL SERVICES PTY LTD
    Licence Number: 000240019
    Licence ABN: 37096452318
    The company(ies) or people who control the licensee's business: FSS Trustee Corporation [Date Ceased: 2020-06-30]
    The date the Financial Adviser commenced the appointment: 2012-01-10
    The date the Financial Adviser ceased the appointment: 2015-07-17
    Authorised Representative Name: FIRST STATE SUPER FINANCIAL SERVICES PTY LTD
    Authorised Representative Number: 000240019
    Rep Appointed ABN: 37096452318
  4. Financial Adviser Status: Ceased
    Name of the licence holder: SPECTRUM WEALTH ADVISERS PTY LTD
    Licence Number: 000334400
    Licence ABN: 57134661706
    The company(ies) or people who control the licensee's business: Freedom Insurance Group Pty Ltd [Date Ceased: 2020-02-14]
    The date the Financial Adviser commenced the appointment: 2015-10-01
    The date the Financial Adviser ceased the appointment: 2019-04-30
    Authorised Representative Name: SPECTRUM WEALTH ADVISERS PTY LTD
    Authorised Representative Number: 000334400
    Rep Appointed ABN: 57134661706
    Provides details on areas the Financial Adviser is restricted from giving advice on: Full Advice
  5. Financial Adviser Status: Ceased
    Name of the licence holder: IPRAXIS PTY LTD
    Licence Number: 000329337
    Licence ABN: 39114365007
    The date the Financial Adviser commenced the appointment: 2010-07-29
    The date the Financial Adviser ceased the appointment: 2011-02-24
    Authorised Representative Name: CARY FROST
    Authorised Representative Number: 000232200
    Rep Appointed ABN: 68195069287

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.