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Financial Advisers: PETER ANDREW RICHARDS Information

This is the detailed information about PETER ANDREW RICHARDS, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000232471, the year the Financial Adviser first provided advice is 1990 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:12.

Financial Adviser Number: 000232471
Financial Adviser Name: PETER ANDREW RICHARDS
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1990
Adviser Town: Sydney
Adviser State: NSW
Adviser Country: Australia
Adviser Town: Sydney
Adviser Country: Australia
  1. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: FORTNUM PRIVATE WEALTH LTD
    Licence Number: 000357306
    Licence ABN: 54139889535
    The company(ies) or people who control the licensee's business: FORTNUM PRIVATE WEALTH LTD
    The date the Financial Adviser commenced the appointment: 2020-09-15
    Authorised Representative Name: FORTNUM PRIVATE WEALTH LTD
    Authorised Representative Number: 000357306
    Rep Appointed ABN: 54139889535
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Retirement Savings Account Products: 1
    Fin Securities: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Standard Margin Lending Facility: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Engineering - University of Adelaide ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - RMIT University ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma in Applied Finance and Investment - The Securities Institute of Australia
    Provides details on the qualifications the adviser has completed that are FASEA approved: 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Australian Institute of Company Directors ~ Financial Planning Association of Australia (FPA) ~ Financial Services Institute of Australasia (FINSIA) ~ SMSF Association ~ Tax Practitioners Board (TPB)
  2. Financial Adviser Status: Ceased
    Name of the licence holder: FINDEX ADVICE SERVICES PTY LTD
    Licence Number: 000243253
    Licence ABN: 88090684521
    The company(ies) or people who control the licensee's business: FINDEX GROUP LIMITED
    The date the Financial Adviser commenced the appointment: 2007-08-27
    The date the Financial Adviser ceased the appointment: 2013-03-15
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Engineering - University of Adelaide ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - RMIT University ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma in Applied Finance and Investment - The Securities Institute of Australia
    Provides details on the qualifications the adviser has completed that are FASEA approved: 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Australian Institute of Company Directors ~ Financial Planning Association of Australia (FPA) ~ Financial Services Institute of Australasia (FINSIA) ~ SMSF Association ~ Tax Practitioners Board (TPB)
  3. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Ceased
    Name of the licence holder: FITZPATRICKS PRIVATE WEALTH PTY LTD
    Licence Number: 000247429
    Licence ABN: 33093667595
    The company(ies) or people who control the licensee's business: FTZ TOPCO PTY LTD ~ ftz holdco pty ltd ~ ftz mezzco pty ltd ~ yorkway (victoria) bidco pty ltd
    The date the Financial Adviser commenced the appointment: 2014-03-18
    The date the Financial Adviser ceased the appointment: 2020-09-14
    Authorised Representative Name: FITZPATRICKS PRIVATE WEALTH PTY LTD
    Authorised Representative Number: 000247429
    Rep Appointed ABN: 33093667595
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Engineering - University of Adelaide ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - RMIT University ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma in Applied Finance and Investment - The Securities Institute of Australia
    Provides details on the qualifications the adviser has completed that are FASEA approved: 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Australian Institute of Company Directors ~ Financial Planning Association of Australia (FPA) ~ Financial Services Institute of Australasia (FINSIA) ~ SMSF Association ~ Tax Practitioners Board (TPB)

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.