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Financial Advisers: RICHIE JOHN PARSONS Information

This is the detailed information about RICHIE JOHN PARSONS, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000232627, the year the Financial Adviser first provided advice is 1993 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:12.

Financial Adviser Number: 000232627
Financial Adviser Name: RICHIE JOHN PARSONS
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1993
  1. Financial Adviser Status: Ceased
    Name of the licence holder: DOVER FINANCIAL ADVISERS PTY LTD
    Licence Number: 000307248
    Licence ABN: 87112139321
    The company(ies) or people who control the licensee's business: TERRY MCMASTER [Date Ceased: 2018-08-01]
    The date the Financial Adviser commenced the appointment: 2009-07-01
    The date the Financial Adviser ceased the appointment: 2011-09-30
    Authorised Representative Name: RICHIE JOHN PARSONS
    Authorised Representative Number: 000232627
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Cert IV - Financial Services (Finance/Mortgage) - AAMC ~ Certified Financial Planner - FPA ~ Certified in Financial Markets - Securities Institute of Australia ~ Gradutate Diploma in Applied Finance and Investments - Securities Institute of Australia
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA)
  2. Financial Adviser Status: Ceased
    Name of the licence holder: RV WEALTH PTY LTD
    Licence Number: 000314113
    Licence ABN: 63125121968
    The company(ies) or people who control the licensee's business: FTZ BIDCO PTY LTD
    The date the Financial Adviser commenced the appointment: 2011-10-01
    The date the Financial Adviser ceased the appointment: 2019-01-31
    Authorised Representative Name: RV WEALTH PTY LTD
    Authorised Representative Number: 000314113
    Rep Appointed ABN: 63125121968
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Cert IV - Financial Services (Finance/Mortgage) - AAMC ~ Certified Financial Planner - FPA ~ Certified in Financial Markets - Securities Institute of Australia ~ Gradutate Diploma in Applied Finance and Investments - Securities Institute of Australia
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA)
  3. Financial Adviser Status: Current
    Name of the licence holder: LWP FINANCIAL PTY LTD
    Licence Number: 000423936
    Licence ABN: 58158828525
    The date the Financial Adviser commenced the appointment: 2019-02-01
    Authorised Representative Name: LWP FINANCIAL PTY LTD
    Authorised Representative Number: 000423936
    Rep Appointed ABN: 58158828525
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Retirement Savings Account Products: 1
    Fin Securities: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Standard Margin Lending Facility: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Cert IV - Financial Services (Finance/Mortgage) - AAMC ~ Certified Financial Planner - FPA ~ Certified in Financial Markets - Securities Institute of Australia ~ Gradutate Diploma in Applied Finance and Investments - Securities Institute of Australia
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA)

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.